David P. Senkyr

DAVID JAMES FINANCIAL

North Liberty, IA 52317

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CRD#: 4311689

Professional summary

David Patrick Senkyr, CFP®, who also goes by Patrick David Senkyr, Patrick Patrick Senkyr, Pat Senkyr, is a registered financial advisor currently at DAVID JAMES FINANCIAL located in North Liberty, Iowa and PRIVATE CLIENT SERVICES, LLC located in North Liberty, Iowa.

David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. David has worked at 5 firms and has passed the Series 66, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Patrick David Senkyr | Patrick Patrick Senkyr | Pat Senkyr

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) David James Financial DBA Lane Family Wealth Management, 595 Ashley Court, Suite 2, North Liberty, IA 52317. RIA. 160 hrs/mo; 160 during trading hrs. 2) David Patrick Senkyr Life Insurance. Life and Long Term Care Insurance Sales. 0-5 hours/month during trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Patrick Senkyr's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

April 24, 2023 - Present

DAVID JAMES FINANCIAL

Office #1: 595 Ashley Court Suite 2, North Liberty, IA 52317

RIA

CRD#: 306301

North Liberty, IA

Current

April 17, 2023 - Present

PRIVATE CLIENT SERVICES, LLC

Office #1: 595 Ashley Court Suite 2, North Liberty, IA 52317

RIA

CRD#: 120222

North Liberty, IA

Past

May 26, 2006 - April 18, 2023

FIDELITY DISTRIBUTORS COMPANY LLC

CRD#: 17507

SMITHFIELD, RI

Past

May 6, 2002 - May 18, 2006

FEDERATED INVESTMENT COUNSELING

RIA

CRD#: 105325

PITTSBURGH, PA

Past

March 20, 2001 - May 18, 2006

FEDERATED SECURITIES CORP.

CRD#: 5009

PITTSBURGH, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

DAVID JAMES FINANCIAL

DAVID JAMES FINANCIAL | LANE, DAVID, JAMES | DAVID JAMES FINANCIAL INC.

CRD#: 306301 / SEC#: 801-123332

RIA

Registered Investment Advisory firm - (2/25/2022 Approved)

Iowa

Registered Investment Advisory firm - (4/21/2022 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

District of Columbia
(10/30/2025)

Florida
(10/30/2025)

Illinois
(10/30/2025)

Iowa
(4/17/2023)

IAR

Iowa
(4/24/2023)

Kentucky
(10/30/2025)

Tennessee
(5/14/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/5/2002

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/25/2002

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 3/19/2001

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

DAVID JAMES FINANCIAL

DAVID JAMES FINANCIAL | LANE, DAVID, JAMES | DAVID JAMES FINANCIAL INC.

CRD#: 306301 / SEC#: 801-123332

RIA

Registered Investment Advisory firm - (2/25/2022 Approved)

Iowa

Registered Investment Advisory firm - (4/21/2022 Terminated)

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Contact information

Main Address

595 Ashley Court Suite 2, North Liberty, IA 52317

Mailing Address

Phone number

(319) 535-4525

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A- DAVID JAMES FINANCIAL INC. (2/12/2025)

Regulatory assets under management

Total Number of Accounts	391
AUM (Assets Under Management)	$ 116,123,826

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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David P. Senkyr

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Patrick Senkyr's CRS (Customer Relationship Summary).

Certified licenses

Experience

PRIVATE CLIENT SERVICES, LLC

FIDELITY DISTRIBUTORS COMPANY LLC

FEDERATED INVESTMENT COUNSELING

FEDERATED SECURITIES CORP.

Primary Firm SEC Registration

DAVID JAMES FINANCIAL

State Registrations and Notice Filings

Exams

Series 66

Date: 4/5/2002

SIE

Date: 10/1/2018

Series 7

Date: 2/25/2002

Series 6

Date: 3/19/2001

FINRA

Current Firm

DAVID JAMES FINANCIAL

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

DAVID JAMES FINANCIAL

TRUST BUT VERIFY

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