Rhonda L. Mcgarr
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Rhonda Leigh Mcgarr, who also goes by Rhonda Leigh Jones, was a registered financial professional .
Rhonda is a previously registered financial professional and started their career in finance in 2001. Rhonda had worked at 4 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 18, 2009 - April 26, 2017
AVONDALE PARTNERS, LLC
January 13, 2005 - April 9, 2009
STIFEL, NICOLAUS & COMPANY, INCORPORATED
January 7, 2003 - October 29, 2004
POWELLJOHNSON
January 25, 2001 - January 9, 2003
OLD SLIP CAPITAL MANAGEMENT, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
AVONDALE PARTNERS, LLC
CRD#: 46838 / SEC#: 801-70070, 8-51550
Contact information
FINRA licenses (2 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
