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MR

Matthew Michael Raye

MIDLAND WEALTH MANAGEMENT
ST. LOUIS, MO
·CRD# 4311603·25 years experience

Professional Summary

Matthew Michael Raye, who also goes by Matthew Raye, is a registered financial advisor currently at MIDLAND WEALTH MANAGEMENT located in St. Louis, Missouri. Matthew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Matthew has worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 4 and Series 24 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Matthew Raye

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

25 years in the financial services industry

Current & Past Employments

MIDLAND WEALTH MANAGEMENT·CRD# 324997
RIA
1801 Park 270 Drive, St. Louis, MO 63146
July 15, 2026 - Present
WELLS FARGO CLEARING SERVICES, LLC·CRD# 19616
RIA
St. Louis, MO
May 17, 2018 - March 23, 2026
WELLS FARGO CLEARING SERVICES, LLC·CRD# 19616
BD
St. Louis, MO
May 17, 2018 - March 23, 2026
SCOTTRADE INVESTMENT MANAGEMENT·CRD# 169988
RIA
Saint Louis, MO
July 20, 2017 - January 24, 2018
SCOTTRADE, INC.·CRD# 8206
BD
St Louis, MO
August 27, 2002 - January 24, 2018
EDWARD JONES·CRD# 250
BD
St. Louis, MO
May 30, 2001 - September 5, 2002

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Current Firm

MW
MIDLAND WEALTH MANAGEMENT

MIDLAND WEALTH ADVISORS, LLC | MIDLAND WEALTH MANAGEMENT

CRD#: 324997 / SEC#: 801-127578
RIA
Registered Investment Advisory firm - SEC (8/16/2023 Approved)

Contact Information

Main Address

1201 Network Centre Drive, Effingham, IL 62401

Phone Number

(312) 660-6516

# of Employees

32

SEC notice filing (4 States and Territories)

Registered to provide investment advisory services in 4 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

MIDLAND WEALTH ADVISORS DISCLOSURE BROCHURE AND BROCHURE SUPPLEMENTS (4/29/2026)

Regulatory Assets Under Management

Total Number of Accounts

4,521

AUM (Assets Under Management)

$3,160,007,607

Accountant Surprise Examination Report

Filing DateForm ADV-E CoverForm ADV-E Report
06/16/2026Cover PageReport
10/16/2025Cover PageReport
02/07/2025Cover PageReport
04/26/2024Cover PageReport

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Midland States Bank; Not investment-related; Same address; Banking products and financial services; Manager - Risk and Compliance; Approx. 50% of time during the month.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MW
MIDLAND WEALTH MANAGEMENT

MIDLAND WEALTH ADVISORS, LLC | MIDLAND WEALTH MANAGEMENT

CRD#: 324997 / SEC#: 801-127578
RIA
Registered Investment Advisory firm - SEC (8/16/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Missouri
(7/15/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Jul 2017About the Series 66 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 2001About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed May 2001About the Series 7 exam

Series 4 — Registered Options Principal Examination

Passed Feb 2008About the Series 4 exam

Series 24 — General Securities Principal Examination

Passed Mar 2005About the Series 24 exam

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CRS (Client Relationship Summary) - RIA

Click below to view Matthew Michael Raye's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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MR
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