Douglas Maniscalco
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Douglas Maniscalco was a registered financial professional .
Douglas is a previously registered financial professional and started their career in finance in 2000. Douglas had worked at 8 firms and has passed the Series 65, SIE and Series 7 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 27, 2024 - August 18, 2026
KOVACK ADVISORS, INC.
February 23, 2024 - August 18, 2026
KOVACK SECURITIES INC.
May 3, 2021 - February 23, 2024
AE WEALTH MANAGEMENT, LLC
May 7, 2018 - February 23, 2024
MADISON AVENUE SECURITIES, LLC
December 10, 2012 - May 4, 2018
GLOBAL FINANCIAL PRIVATE CAPITAL, INC.
November 30, 2012 - May 4, 2018
G.F. INVESTMENT SERVICES, LLC
July 5, 2002 - November 2, 2012
G. A. REPPLE & COMPANY
May 23, 2002 - November 2, 2012
G. A. REPPLE & COMPANY
December 14, 2000 - May 7, 2002
EQUITABLE ADVISORS, LLC
Primary Firm SEC Registration
KOVACK ADVISORS, INC.
CRD#: 140808 / SEC#: 801-63048
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
KOVACK ADVISORS, INC.
CRD#: 140808 / SEC#: 801-63048
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 19,809 |
| AUM (Assets Under Management) | $ 5,533,506,324 |
Red Flags
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