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SV

Scott D. Verlangieri

FIORI FINANCIAL GROUP | Branch Manager
Leland, NC
Some features on this profile are disabled
CRD#: 4311373
SV

Professional summary

Scott David Verlangieri, AIF® is a registered financial advisor currently at FIORI FINANCIAL GROUP located in Leland, North Carolina and PRIVATE CLIENT SERVICES, LLC located in Fort Lauderdale, Florida.

Scott is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Scott has worked at 10 firms and has passed the Series 66, SIE, Series 7, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott David Verlangieri's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
AIF®

Accredited Investment Fiduciary

Experience

Current

January 1, 2023 - Present

FIORI FINANCIAL GROUP

RIA
CRD#: 318641
Leland, NC
Current

January 3, 2023 - Present

PRIVATE CLIENT SERVICES, LLC

Office #1: 205 Se 20th Street, Fort Lauderdale, FL 33316
RIA
BD
CRD#: 120222
Fort Lauderdale, FL
Past

January 25, 2016 - December 31, 2022

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA
CRD#: 149018
FORT LAUDERDALE, FL
Past

January 7, 2016 - December 31, 2022

RAYMOND JAMES FINANCIAL SERVICES, INC.

BD
CRD#: 6694
FT. LAUDERDALE, FL
Past

November 12, 2009 - January 8, 2016

INDEPENDENT FINANCIAL PARTNERS

RIA
CRD#: 125112
FT LAUDERALE, FL
Past

November 4, 2009 - January 15, 2016

LPL FINANCIAL LLC

BD
CRD#: 6413
FT LAUDERDALE, FL
Past

December 20, 2007 - November 10, 2009

OSAIC FS, INC.

RIA
CRD#: 3870
PLANTATION, FL
Past

May 23, 2005 - November 10, 2009

OSAIC FS, INC.

BD
CRD#: 3870
PLANTATION, FL
Past

April 20, 2004 - May 6, 2004

TRADESTATION SECURITIES, INC.

BD
CRD#: 39473
PLANTATION, FL
Past

September 25, 2002 - January 8, 2004

TD AMERITRADE, INC.

BD
CRD#: 7870
OMAHA, NE
Past

February 2, 2001 - April 16, 2001

RUMSON CAPITAL, LLC

BD
CRD#: 33848
MONTEBELLO, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FF
FIORI FINANCIAL GROUP
FFG PARTNERS, LLC | FIORI FINANCIAL GROUP, INC. | FIORI FINANCIAL GROUP

CRD#: 318641 / SEC#: 801-127015

RIA
Registered Investment Advisory firm - (12/8/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Arizona
(1/3/2023)
RR
Florida
(1/3/2023)
RR
Georgia
(1/3/2023)
RR
Maryland
(1/3/2023)
RR
Massachusetts
(10/30/2024)
RR
New Jersey
(1/3/2023)
IAR
North Carolina
(1/1/2023)
RR
North Carolina
(1/4/2023)
RR
South Carolina
(1/3/2023)
RR
Utah
(4/7/2025)
RR
Wyoming
(6/26/2025)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 12/6/2007
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 2/1/2001
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 10
Date: 11/15/2016
General Securities Sales Supervisor - General Module Examination
Principal/Supervisory Exam
RR
Series 9
Date: 8/23/2016
General Securities Sales Supervisor - Options Module Examination
SRO Registrations
RR
FINRA

Current Firm

FF
FIORI FINANCIAL GROUP
FFG PARTNERS, LLC | FIORI FINANCIAL GROUP, INC. | FIORI FINANCIAL GROUP

CRD#: 318641 / SEC#: 801-127015

RIA
Registered Investment Advisory firm - (12/8/2022 Approved)
PREMIUM
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Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
205 South East 20th St, Fort Lauderdale, FL 33316
Mailing Address
Phone number
(954) 763-2600
Established
Firm type
Fiscal year end
# of Employees
8

SEC notice filing (5 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FIORI FINANCIAL GROUP FORM ADV PART 2 BROCHURE (4/22/2025)

Regulatory assets under management

Total Number of Accounts660
AUM (Assets Under Management)$ 476,671,565

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FIORI FINANCIAL GROUP

Branch ManagerCRD#: 318641Leland, NC

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Contact information

(xxx) xxx-xxxx
xxxxx@xxxx.xxx

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