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Christopher Michael Nixon

CRD# 4311369·Registered 2001 - 2012
Previously Registered: Being a previously registered professional could mean that Christopher is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Christopher Michael Nixon, who also goes by Christopher M. Nixon, was a registered financial advisor. Christopher was a previously registered financial professional and started their career in finance 2001 - 2012. Christopher had worked at 6 firms and has passed the Series 66 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Christopher M. Nixon

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

25 years in the financial services industry

Current & Past Employments

MSI FINANCIAL SERVICES, INC.·CRD# 14251
RIA
Troy, MI
May 6, 2011 - March 23, 2012
MSI FINANCIAL SERVICES, INC.·CRD# 14251
BD
Troy, MI
April 29, 2011 - March 23, 2012
SPC·CRD# 110692
RIA
Shelby Township, MI
October 29, 2010 - December 31, 2010
SIGMA FINANCIAL CORPORATION·CRD# 14303
BD
Shelby Township, MI
October 28, 2010 - April 14, 2011
SIGNATOR INVESTORS, INC.·CRD# 468
BD
Sterling Heights, MI
October 12, 2006 - October 21, 2010
MULTI-BANK SECURITIES, INC.·CRD# 22098
BD
Southfield, MI
August 9, 2002 - November 12, 2004
UBS FINANCIAL SERVICES INC.·CRD# 8174
BD
Weehawken, NJ
January 5, 2001 - December 20, 2001

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Current Firm

MF
MSI FINANCIAL SERVICES, INC.

METLIFE SECURITIES INC. | MSI FINANCIAL SERVICES, INC. | METLIFE SECURITIES, INC

CRD#: 14251 / SEC#: 801-22306, 8-30447
BD
Terminated by SEC on 07/03/2017

Contact Information

Main Address

1295 State Street, Springfield, MA 01111

Established

Delaware since 08/15/1983

Firm Type

Corporation

Fiscal Year End

December

Documents

Latest Form ADV

Part 2 Brochures

FUND SELECT/FUND SELECT PREMIER PROGRAMS DISCLOSURE BROCHURE (1/3/2017)

Direct owners and executive officers

NamePositionCRD#
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANYDIRECT OWNER—
BENSON, WENDY ANNCHIEF EXECUTIVE OFFICER AND DIRECTOR2140720
CHICARES, ELIZABETH WARDDIRECTOR2194754
FANNING, MICHAEL ROBERTDIRECTOR1620072
FRANCELLA, AMYSECRETARY AND CHIEF LEGAL OFFICER1881552
FREDERICK, CHRISTINE SPENCERCHIEF COMPLIANCE OFFICER2641636
HOLTZER, DAVID MICHAELPRESIDENT4345697

Disclosures

Regulatory Event

41

Civil Event

1

Arbitration

13

Bond

2

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Jan 2001About the Series 66 exam

Series 7 — General Securities Representative Examination

Passed Jan 2001About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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