Katherine L. Brown
JOSS BROWN WEALTH ADVISORS
Newport News, VA 23606
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CRD#: 4311348
Professional summary
Katherine Lynette Brown, CFP®, who also goes by Katherine Lynette Williams, is a registered financial advisor currently at JOSS BROWN WEALTH ADVISORS located in Newport News, Virginia.
Katherine is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Katherine has worked at 7 firms and has passed the Series 65, Series 63 and Series 6 exams.
Core Areas of Focus
Fixed Fee (Subscription
Retainer
etc.)
Hourly
Investment Advice with Ongoing Management
Real Estate Investments
Retirement Planning & Distribution Rules
Women's Financial Planning Issues
Biography
My clients have the luxury of having a trusted fiduciary who is easy to reach, whether it's a phone call, an office visit, or a virtual screen-sharing meeting. Clients find that the boutique atmosphere of the office, is unique, refreshing, and personable.
I earned a Bachelors degree at Stanford University in Palo Alto, California, and then continued my studies at the University of California in Los Angeles (UCLA), where I graduated with distinction from their Financial Planning (PFP) program. I was admitted to the National Association of Personal Financial Advisors in 2005. I am honored to be a fee-only NAPFA Registered Financial Advisor in the state of Virginia and look forward to meeting you.
Question & Answer
What are your service offerings?
Retirement Planning
Investment Planning
Estate Planning
Comprehensive Financial Planni...
Socially Responsible Investing
What is your minimum asset requirement?
1M
Are you a "fiduciary"?
Yes
Aliases
Katherine Lynette Williams
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Katherine Lynette Brown's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2021
Experience
Current
January 26, 2023 - Present
JOSS BROWN WEALTH ADVISORS
Office #1: 751 Thimble Shoals Blvd, Suite C, Newport News, VA 23606RIA
CRD#: 324719
Newport News, VA
Past
July 27, 2020 - March 31, 2023
JOSS BROWN WEALTH ADVISORS, LLC
RIA
CRD#: 175481
Newport News, VA
Past
April 28, 2005 - July 27, 2020
THE ADVISORY FIRM OF KATHERINE L.BROWN LIMITED LIABILITY COMPANY
RIA
CRD#: 135161
NEWPORT NEWS, VA
Past
May 21, 2004 - April 29, 2005
FINANCIAL SECURITY ADVISORY INC
RIA
CRD#: 110746
NEWPORT NEWS, VA
Past
October 16, 2003 - April 29, 2005
FINANCIAL SECURITY MANAGEMENT, INCORPORATED
BD
CRD#: 43000
VIRGINIA BEACH, VA
Past
May 15, 2001 - October 23, 2003
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
SPRINGFIELD, MA
Past
January 19, 2001 - May 31, 2001
MONY SECURITIES CORPORATION
BD
CRD#: 4386
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
JB
JOSS BROWN WEALTH ADVISORS
JOSS BROWN WEALTH ADVISORS | JOSS BROWN WEALTH ADVISORS GROUP LLC
CRD#: 324719 / SEC#: 801-127223
RIA
Registered Investment Advisory firm - (1/20/2023 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Virginia(1/26/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
Current Firm
JB
JOSS BROWN WEALTH ADVISORS
JOSS BROWN WEALTH ADVISORS | JOSS BROWN WEALTH ADVISORS GROUP LLC
CRD#: 324719 / SEC#: 801-127223
RIA
Registered Investment Advisory firm - (1/20/2023 Approved)PREMIUM
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Contact information
Main Address
1321 Jamestown Road, Suite 201, Williamsburg, VA 23185
Mailing Address
Phone number
(757) 903-2127
Established
Firm type
Fiscal year end
# of Employees
5
SEC notice filing (5 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 603 |
| AUM (Assets Under Management) | $ 162,360,605 |
Red Flags
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Company Information
JOSS BROWN WEALTH ADVISORS
CRD#: 324719Newport News, VA 23606TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
