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AS

Amy C. Smith

BONSAI ADVISORS
BOULDER, CO 80302
Some features on this profile are disabled
CRD#: 4311176
AS
Amy C SmithBONSAI ADVISORS

Professional summary

Amy C Smith, who also goes by Amy Chamberlain, is a registered financial advisor currently at BONSAI ADVISORS LLC located in Boulder, Colorado.

Amy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Amy has worked at 2 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.

At a Glance

Always Fiduciary

Aliases

Amy Chamberlain

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
LHH, Career Transition Consultant, 06/2026 to present. Coaching recently laid off individuals in building skills to find a new job. Less than 10% time spent. This is not investment related.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Amy C Smith's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

September 3, 2026 - Present

BONSAI ADVISORS LLC

Office #1: 1406 Pearl Street Suite 200, Boulder, CO 80302
RIA
CRD#: 323938
BOULDER, CO
Past

January 16, 2013 - October 3, 2025

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

RIA
CRD#: 20472
DENVER, CO
Past

October 23, 2012 - October 3, 2025

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

BD
CRD#: 20472
DENVER, CO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Colorado
(9/3/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 1/15/2013
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 10/22/2012
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 12/29/2015
General Securities Principal Examination

Current Firm

BA
BONSAI ADVISORS LLC
BONSAI ADVISORS LLC

CRD#: 323938 / SEC#:

Colorado
Registered Investment Advisory firm - (8/11/2023 Approved)
Tennessee
Registered Investment Advisory firm - (12/16/2024 Approved)
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Contact information

Main Address
250 Fillmore Street, Denver, CO 80206
Mailing Address
Phone number
(612) 860-9685
Established
Firm type
Fiscal year end
# of Employees
12

Documents

Latest Form ADV
0

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

BONSAI ADVISORS LLC

CRD#: 323938Boulder, CO 80302

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