Neil E. Burns

NEIL E. BURNS

Florham Park, NJ 07470

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CRD#: 4311049

Professional summary

Neil Edward Burns is a registered financial advisor currently at NEIL E. BURNS, LLC located in Florham Park, New Jersey.

Neil is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Neil has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Neil Edward Burns is an accountant and Managing Member of Burns, Draeger & Humphries, LLC

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Neil Edward Burns's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 14, 2016 - Present

NEIL E. BURNS, LLC

Office #1: 25b Hanover Road Ste 150, Florham Park, NJ 07470

RIA

CRD#: 283180

Florham Park, NJ

Past

January 3, 2003 - January 5, 2016

OPPENHEIMER & CO. INC.

RIA

CRD#: 249

PARAMUS, NJ

Past

January 3, 2003 - January 5, 2016

OPPENHEIMER & CO. INC.

CRD#: 249

NEW YORK, NY

Past

December 19, 2002 - January 3, 2003

CIBC WORLD MARKETS CORP.

RIA

CRD#: 630

NEW YORK, NY

Past

January 12, 2001 - January 3, 2003

CIBC WORLD MARKETS CORP.

CRD#: 630

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Jersey
(6/14/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/13/2001

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 1/5/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/10/2001

General Securities Representative Examination

Current Firm

NEIL E. BURNS, LLC

CRD#: 283180 / SEC#:

New Jersey

Registered Investment Advisory firm - (6/14/2016 Approved)

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Contact information

Main Address

25b Hanover Road Ste 150, Florham Park, NJ 07470

Mailing Address

Phone number

(973) 492-0101

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Neil E. Burns

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Neil Edward Burns's CRS (Customer Relationship Summary).

Certified licenses

Experience

NEIL E. BURNS, LLC

OPPENHEIMER & CO. INC.

OPPENHEIMER & CO. INC.

CIBC WORLD MARKETS CORP.

CIBC WORLD MARKETS CORP.

State Registrations and Notice Filings

Exams

Series 66

Date: 3/13/2001

SIE

Date: 1/5/2016

Series 7

Date: 1/10/2001

Current Firm

NEIL E. BURNS, LLC

Contact information

Documents

Red Flags

Company Information

NEIL E. BURNS, LLC

TRUST BUT VERIFY

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