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DP

Davide D. Pellegrini

WEBULL FINANCIAL LLC
New York, NY 10005
Some features on this profile are disabled
CRD#: 4311043
DP

Professional summary

Davide Domenico Pellegrini, who also goes by Dave Pellegrini, David D. Pellegrini, Davide D Pellegrini, Davide Domenico Pellegrini, David Domenico Pellegrini, is a registered financial professional currently at WEBULL FINANCIAL LLC located in New York, New York.

Davide is registered as a RR (Registered Representative) and started their career in finance in 2001. Davide has worked at 11 firms and has passed the Series 63, Series 3, Series 99TO, SIE, Series 7, Series 24 and Series 4 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Dave Pellegrini | David D. Pellegrini | Davide D Pellegrini | Davide Domenico Pellegrini | David Domenico Pellegrini

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Davide Domenico Pellegrini's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 30, 2022 - Present

WEBULL FINANCIAL LLC

Office #1: 44 Wall Street 2nd Floor, New York, NY 10005
BD
CRD#: 289063
New York, NY
Past

April 7, 2022 - May 31, 2022

CLEAR STREET LLC

BD
CRD#: 288933
NEW YORK, NY
Past

May 6, 2020 - March 2, 2022

CREDIT SUISSE SECURITIES (USA) LLC

BD
CRD#: 816
NEW YORK, NY
Past

July 27, 2016 - April 3, 2020

PERSHING LLC

BD
CRD#: 7560
JERSEY CITY, NJ
Past

July 15, 2014 - March 9, 2016

E*TRADE CLEARING LLC

BD
CRD#: 25025
JERSEY CITY, NJ
Past

April 14, 2011 - May 13, 2014

MORGAN STANLEY

BD
CRD#: 149777
JERSEY CITY, NJ
Past

February 5, 2010 - December 15, 2010

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
WEEHAWKEN, NJ
Past

February 17, 2006 - July 6, 2009

E*TRADE SECURITIES LLC

BD
CRD#: 29106
JERSEY CITY, NJ
Past

November 3, 2004 - January 11, 2006

MORGAN STANLEY DW INC.

BD
CRD#: 7556
PURCHASE, NY
Past

January 6, 2004 - August 6, 2004

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
ST. LOUIS, MO
Past

June 7, 2001 - November 11, 2002

LADENBURG CAPITAL MANAGEMENT INC.

BD
CRD#: 14623
BETHPAGE, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(6/30/2022)

Exams

State Security Law Exam
RR
Series 63
Date: 7/30/2001
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 3
Date: 1/16/2024
National Commodity Futures Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 6/5/2001
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 4/10/2023
General Securities Principal Examination
Principal/Supervisory Exam
RR
Series 4
Date: 5/15/2009
Registered Options Principal Examination
SRO Registrations
RR
Cboe EDGX Exchange, Inc.
SRO Registrations
RR
FINRA
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
NYSE Arca, Inc.
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
New York Stock Exchange

Current Firm

WF
WEBULL FINANCIAL LLC
WEBULL FINANCIAL LLC

CRD#: 289063 / SEC#: , 8-69978

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
44 Wall Street 2nd Floor, New York, NY 10005
Mailing Address
44 Wall Street 2nd Floor, New York, NY 10005
Phone number
(917) 725-2448
Established
Delaware since 05/24/2017
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
WEBULL HOLDINGS (US) INC.OWNER/ MANAGING MEMBER
DENIER, ANTHONY MICHAELCHIEF EXECUTIVE OFFICER3260208
ENGELSOHN, MOSHE BINYAMINFINOP / CHIEF FINANCIAL OFFICER2504044
KEATING, JOHNCHIEF COMPLIANCE OFFICER7087074
LU, SHENCHIEF OPERATING OFFICER4640530

Disclosures

Regulatory Event5
Arbitration1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

WEBULL FINANCIAL LLC

CRD#: 289063New York, NY 10005

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