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Michael T. Mclean

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CRD#: 4310934
MM

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Michael Thomas Mclean, who also goes by Michael Thomas Mclean Mr., Micheal Thomas Mclean Mr., was a registered financial professional .

Michael is a previously registered financial professional and started their career in finance in 2001. Michael had worked at 9 firms and has passed the Series 63, Series 56, Series 55 and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Michael Thomas Mclean Mr. | Micheal Thomas Mclean Mr.

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

September 17, 2014 - April 16, 2015

QUASAR TRADING, LLC

BD
CRD#: 151974
SAN JUAN, PR
Past

August 9, 2014 - August 8, 2014

QUASAR TRADING, LLC

BD
CRD#: 151974
SAN JUAN, PR
Past

June 15, 2009 - August 18, 2009

FIS BROKERAGE & SECURITIES SERVICES LLC

BD
CRD#: 104162
NEW YORK, NY
Past

March 3, 2005 - December 7, 2007

GUNNALLEN FINANCIAL, INC

BD
CRD#: 17609
NEW YORK, NY
Past

November 12, 2004 - February 22, 2005

CANTOR FITZGERALD & CO.

BD
CRD#: 134
NEW YORK, NY
Past

September 12, 2003 - November 5, 2004

PERSHING LLC

BD
CRD#: 7560
JERSEY CITY, NJ
Past

February 24, 2003 - March 21, 2003

SEIDEL & CO., LLC

BD
CRD#: 42821
NEW YORK, NY
Past

October 18, 2001 - November 16, 2001

ICAP/INVESTMENT SERVICES AND TRADING, LLC

BD
CRD#: 31271
HAVERSTRAW, NY
Past

July 17, 2001 - October 11, 2001

RUMSON CAPITAL, LLC

BD
CRD#: 33848
MONTEBELLO, NY
Past

January 31, 2001 - July 18, 2001

MAXIMUM FINANCIAL INVESTMENT GROUP, INC.

BD
CRD#: 40096
SOUTHFIELD, MI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 3/16/2001
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 56
Date: 8/9/2014
Proprietary Trader Qualification Examination
General Industry/Product Exam
RR
Series 55
Date: 8/3/2001
Limited Representative-Equity Trader Exam
General Industry/Product Exam
RR
Series 7
Date: 1/30/2001
General Securities Representative Examination

Current Firm

QT
QUASAR TRADING, LLC
BEAR TRADING, LLC | QUASAR TRADING, LLC

CRD#: 151974 / SEC#: , 8-68416

BD
Terminated by SEC on 11/27/2017
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Contact information

Main Address
Mailing Address
Phone number
Established
Delaware since 07/13/2009
Firm type
Limited Liability Company
Fiscal year end
December
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
BALASIS, ELIASMANAGING MEMBER5778292
SHALEV, ASSAFMANAGING MEMBER/CCO4538085
FULVIO, GENNARO JOHNFINOP2435828

Disclosures

Regulatory Event6

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

QUASAR TRADING, LLC

CRD#: 151974

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