Kenneth A. Hoyle
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kenneth Alan Hoyle JR, who also goes by Alan Hoyle, was a registered financial professional .
Kenneth is a previously registered financial professional and started their career in finance in 2000. Kenneth had worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 13, 2014 - September 25, 2015
BB&T INVESTMENT SERVICES, INC.
October 6, 2014 - September 25, 2015
BB&T INVESTMENT SERVICES, INC.
April 29, 2014 - October 3, 2014
PNC WEALTH MANAGEMENT LLC
April 28, 2014 - October 3, 2014
PNC WEALTH MANAGEMENT LLC
January 10, 2013 - April 4, 2014
FIFTH THIRD SECURITIES, INC.
March 8, 2011 - April 4, 2014
FIFTH THIRD SECURITIES, INC.
September 23, 2008 - January 3, 2011
FIRST CITIZENS INVESTOR SERVICES, INC.
May 12, 2008 - May 27, 2008
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
July 3, 2001 - December 19, 2003
WELLS FARGO CLEARING SERVICES, LLC
November 24, 2000 - April 30, 2001
OSAIC FS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BB&T INVESTMENT SERVICES, INC.
CRD#: 33856 / SEC#: 801-106629, 8-46134
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BRANCH BANKING AND TRUST COMPANY | SHAREHOLDER | |
| CECIL, ALEXANDER WILSON | CHIEF COMPLIANCE OFFICER | 2319938 |
| CRAM, BRYAN SCOTT | PRESIDENT | 2723431 |
| EARNHARDT, DARREN LEE | CHIEF OPERATING OFFICER | 2356117 |
| EVANS, RICHARD TABB III | DIRECTOR OF SALES/DIRECTOR | 1643552 |
| SAUFLEY, RANDALL BARRETT | CHIEF FINANCIAL OFFICER | 1664935 |
Disclosures
| Regulatory Event | 2 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
