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Alana Zerillo

CRD# 4310774·Registered 2001 - 2012
Previously Registered: Being a previously registered professional could mean that Alana is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Alana Zerillo, who also goes by Alana Nask, was a registered financial advisor. Alana was a previously registered financial professional and started their career in finance 2001 - 2012. Alana had worked at 5 firms and has passed the Series 63, Series 55 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Alana Nask

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

25 years in the financial services industry

Current & Past Employments

MPS GLOBAL SECURITIES, LLC·CRD# 148689
BD
New York, NY
January 17, 2012 - April 27, 2012
FIRST NEW YORK SECURITIES L.L.C.·CRD# 16362
BD
New York, NY
May 2, 2011 - January 17, 2012
LINKBROKERS DERIVATIVES LLC·CRD# 123000
BD
Jersey City, NJ
April 10, 2006 - April 25, 2011
PREBON FINANCIAL PRODUCTS INC.·CRD# 29551
BD
Jersey City, NJ
August 8, 2001 - April 10, 2006
NATIXIS SECURITIES AMERICAS LLC·CRD# 1101
BD
New York, NY
January 24, 2001 - August 3, 2001

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Current Firm

MG
MPS GLOBAL SECURITIES, LLC

FNY CAPITAL MARKETS, LLC | MPS GLOBAL SECURITIES, LLC

CRD#: 148689 / SEC#: 8-68054
BD
Terminated by SEC on 11/30/2014

Contact Information

Established

Delaware since 08/18/2008

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
E D & F MAN HOLDINGS, INC.OWNER—
LEVINSON, MATTHEW JASONCHIEF FINANCIAL OFFICER2155115
MCCARTHY, PETER JOHNPRESIDENT & CEO—
MULCAHY, BRIAN JAMESCHIEF OPERATING OFFICER4582225
POSNER, BRENT PSENIOR VICE PRESIDENT—
REED, ALAN JOHN JR.CHIEF COMPLIANCE OFFICER—

Disclosures

Regulatory Event

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Feb 2001About the Series 63 exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Jun 2001

Series 7 — General Securities Representative Examination

Passed Jan 2001About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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