Alana Zerillo
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Alana Zerillo, who also goes by Alana Nask, was a registered financial professional .
Alana is a previously registered financial professional and started their career in finance in 2001. Alana had worked at 5 firms and has passed the Series 63, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 17, 2012 - April 27, 2012
MPS GLOBAL SECURITIES, LLC
May 2, 2011 - January 17, 2012
FIRST NEW YORK SECURITIES L.L.C.
April 10, 2006 - April 25, 2011
LINKBROKERS DERIVATIVES LLC
August 8, 2001 - April 10, 2006
PREBON FINANCIAL PRODUCTS INC.
January 24, 2001 - August 3, 2001
NATIXIS SECURITIES AMERICAS LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 6/25/2001
Limited Representative-Equity Trader ExamCurrent Firm
MPS GLOBAL SECURITIES, LLC
CRD#: 148689 / SEC#: , 8-68054
Contact information
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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