William J. Fleming
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Joseph Fleming was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 2001. William had worked at 5 firms and has passed the Series 65 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 5, 2006 - March 22, 2011
BIGELOW MUNICIPAL BOND ADVISERS, LLC
August 2, 2005 - May 12, 2009
BIGELOW & HART CAPITAL MANAGEMENT LLC
August 6, 2004 - December 31, 2018
BLUE RIVER ASSET MANAGEMENT, LLC
July 26, 2004 - March 24, 2010
BIGELOW ASSET MANAGEMENT INTERNATIONAL, LLC
July 26, 2004 - December 31, 2014
BLUE RIVER ASSET MANAGEMENT, LLC
February 6, 2001 - April 23, 2013
AMERICUS INVESTMENT CORP.
State Registrations and Notice Filings
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Exams
Current firm
No current employment
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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