Gabriel M. Peri
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gabriel Marino Peri, who also goes by Gabriel Peri, was a registered financial professional .
Gabriel is a previously registered financial professional and started their career in finance in 2001. Gabriel had worked at 5 firms and has passed the Series 45 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 15, 2010 - August 31, 2011
SAGETRADER, LLC
January 5, 2010 - August 31, 2011
VTRADER PRO, LLC
July 14, 2008 - November 19, 2008
WADDELL & REED
May 4, 2005 - November 19, 2007
KECK SECURITIES
March 8, 2001 - December 5, 2007
COWEN PRIME SERVICES TRADING LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 45
Date: 2/19/2010
PCX Floor Broker ExamCurrent Firm
SAGETRADER, LLC
CRD#: 137862 / SEC#: , 8-67169
Contact information
FINRA licenses (50 States and Territories)
Disclosures
| Regulatory Event | 16 |
Red Flags
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