Michael D. Lambrix

KESTRA ADVISORY SERVICES

Fallbrook, CA

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CRD#: 4310513

Professional summary

Michael David Lambrix, who also goes by Michael D Lambrix, is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Fallbrook, California and KESTRA INVESTMENT SERVICES, LLC located in Fallbrook, California.

Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Michael has worked at 8 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Michael D Lambrix

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Name: MONARCH RETIREMENT GROUP POSITION: Owner/member NATURE: Registered rep activities through Kestra Investment Services INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 07/06/2025 ADDRESS: 724 Rainbow Crest Rd, Fallbrook CA 92028, United States DESCRIPTION: Strategic management of group. DBA for our securities business. Name: KESTRA ADVISORY SERVICES POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 08/07/2025 ADDRESS: 5707 Southwest Parkway, Building 2, Suite 400, Austin TX 78735, United States DESCRIPTION: IAR

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael David Lambrix's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 8, 2025 - Present

KESTRA ADVISORY SERVICES, LLC

RIA

CRD#: 283330

Fallbrook, CA

Current

August 7, 2025 - Present

KESTRA INVESTMENT SERVICES, LLC

Office #1: 724 Rainbow Crest Rd, Fallbrook, CA 92028

CRD#: 42046

Fallbrook, CA

Past

January 18, 2013 - August 8, 2025

COMMONWEALTH FINANCIAL NETWORK

RIA

CRD#: 8032

PRESCOTT, AZ

Past

January 18, 2013 - August 8, 2025

COMMONWEALTH FINANCIAL NETWORK

CRD#: 8032

PRESCOTT, AZ

Past

September 2, 2008 - January 30, 2013

SII INVESTMENTS, INC.

RIA

CRD#: 2225

SAN RAMON, CA

Past

September 2, 2008 - January 30, 2013

SII INVESTMENTS, INC.

CRD#: 2225

SAN RAMON, CA

Past

October 13, 2006 - December 31, 2008

THE RETIREMENT GROUP

RIA

CRD#: 123102

SAN DIEGO, CA

Past

July 12, 2006 - October 4, 2006

SSN ADVISORY, INC.

RIA

CRD#: 126090

SAN DIEGO, CA

Past

July 6, 2006 - September 2, 2008

SECURITIES SERVICE NETWORK, LLC

CRD#: 13318

SAN DIEGO, CA

Past

January 2, 2002 - August 28, 2006

THE RETIREMENT GROUP

RIA

CRD#: 123102

SAN DIEGO, CA

Past

December 21, 2000 - July 13, 2006

FSC SECURITIES CORPORATION

CRD#: 7461

SAN DIEGO, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

KESTRA ADVISORY SERVICES, LLC

KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC

CRD#: 283330 / SEC#: 801-56126

RIA

Registered Investment Advisory firm - (12/31/1998 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(8/7/2025)

IAR

Arizona
(8/8/2025)

California
(8/7/2025)

IAR

California
(8/8/2025)

Colorado
(8/7/2025)

Florida
(8/7/2025)

Nevada
(8/7/2025)

North Carolina
(8/13/2025)

Utah
(8/7/2025)

Washington
(8/7/2025)

Wyoming
(8/7/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/27/2000

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/19/2000

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 10/30/2012

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

KESTRA ADVISORY SERVICES, LLC

KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC

CRD#: 283330 / SEC#: 801-56126

RIA

Registered Investment Advisory firm - (12/31/1998 Approved)

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Contact information

Main Address

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735

Mailing Address

Phone number

(844) 553-7872

Established

Firm type

Fiscal year end

# of Employees

1,299

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

KESTRA ADVISORY SERVICES, LLC BROCHURE (RETAIL CLIENTS) (10/21/2025)

KESTRA ADVISORY SERVICES, LLC BROCHURE (WRAP FEE PROGRAM) (10/21/2025)

KESTRA ADVISORY SERVICES, LLC BROCHURE (PLAN CLIENTS) (10/21/2025)

Regulatory assets under management

Total Number of Accounts	155,482
AUM (Assets Under Management)	$ 60,174,309,829

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
12/23/2024	Cover Page	Report
10/20/2023	Cover Page	Report
12/21/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Michael D. Lambrix

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael David Lambrix's CRS (Customer Relationship Summary).

Certified licenses

Experience

KESTRA INVESTMENT SERVICES, LLC

COMMONWEALTH FINANCIAL NETWORK

COMMONWEALTH FINANCIAL NETWORK

SII INVESTMENTS, INC.

SII INVESTMENTS, INC.

THE RETIREMENT GROUP

SSN ADVISORY, INC.

SECURITIES SERVICE NETWORK, LLC

THE RETIREMENT GROUP

FSC SECURITIES CORPORATION

Primary Firm SEC Registration

KESTRA ADVISORY SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 12/27/2000

SIE

Date: 10/1/2018

Series 7

Date: 12/19/2000

Series 24

Date: 10/30/2012

FINRA

Current Firm

KESTRA ADVISORY SERVICES, LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

KESTRA ADVISORY SERVICES, LLC

TRUST BUT VERIFY

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