Guillermo D. Clamens
Professional summary
Guillermo David Clamens was barred by both the FINRA and the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Guillermo is a previously registered financial professional and started their career in finance in 2005. Prior to being barred, Guillermo had worked at 1 firm, which includes FTC CAPITAL MARKETS INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 4, 2005 - July 27, 2009
FTC CAPITAL MARKETS, INC.
State Registrations and Notice Filings
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Exams
Current Firm
FTC CAPITAL MARKETS, INC.
CRD#: 125805 / SEC#: , 8-65821
Contact information
Documents
Direct owners and executive officers
Disclosures
| Civil Event | 1 |
| Arbitration | 1 |
Red Flags
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