Koko R. Hunt
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Koko R Hunt was a registered financial professional .
Koko is a previously registered financial professional and started their career in finance in 2001. Koko had worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 15, 2015 - October 17, 2016
WELLSPRING ADVISORS, INC.
June 29, 2009 - December 4, 2015
STRATEGIC FINANCIAL PARTNERS, LTD
May 28, 2004 - July 16, 2010
LPL FINANCIAL LLC
May 28, 2004 - November 11, 2016
LPL FINANCIAL LLC
October 28, 2002 - June 17, 2004
WS GRIFFITH SECURITIES, INC.
January 1, 2001 - September 12, 2002
NYLIFE SECURITIES LLC
Primary Firm SEC Registration
WELLSPRING ADVISORS, INC.
CRD#: 147861 / SEC#: 801-120308
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WELLSPRING ADVISORS, INC.
CRD#: 147861 / SEC#: 801-120308
Contact information
SEC notice filing (4 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 919 |
| AUM (Assets Under Management) | $ 198,176,650 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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