Dean P. Elmer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Dean Perez Elmer, who also goes by Larry Dean Elmer Jr, Larry D Elmer, Larry Dean Perez, was a registered financial professional .
Dean is a previously registered financial professional and started their career in finance in 2001. Dean had worked at 7 firms and has passed the Series 66, Series 63, Series 65, SIE, Series 7 and Series 31 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 25, 2024 - December 3, 2025
HOLISTIC ADVISORY
July 21, 2021 - January 12, 2026
LPL FINANCIAL LLC
July 21, 2021 - January 12, 2026
LPL FINANCIAL LLC
June 11, 2015 - July 21, 2021
WADDELL & REED
June 3, 2015 - July 21, 2021
WADDELL & REED
August 29, 2007 - June 15, 2011
PERENNIAL ADVISORS
June 6, 2007 - August 14, 2007
EQUITY SERVICES, INC.
May 25, 2007 - August 14, 2007
EQUITY SERVICES, INC.
April 17, 2003 - September 23, 2004
CITIGROUP GLOBAL MARKETS INC.
December 6, 2002 - September 23, 2004
CITIGROUP GLOBAL MARKETS INC.
January 18, 2001 - December 13, 2002
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
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Exams
Current Firm
HOLISTIC ADVISORY
CRD#: 329746 / SEC#:
Contact information
Red Flags
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