Holly A. Harman
Professional summary
Holly Ann Harman, who also goes by Holly Ann Schroeder, is a registered financial advisor currently at PROVISE MANAGEMENT GROUP, LLC located in Clearwater, Florida.
Holly is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Holly has worked at 3 firms and has passed the Series 65, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Holly Ann Harman's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 16, 2021 - Present
PROVISE MANAGEMENT GROUP, LLC
Office #1: 611 Druid Rd E. Ste 105, Clearwater, FL 33756November 6, 2003 - January 8, 2016
KESTRA INVESTMENT SERVICES, LLC
May 29, 2001 - November 11, 2003
TRANSAMERICA FINANCIAL ADVISORS, LLC
Primary Firm SEC Registration
PROVISE MANAGEMENT GROUP, LLC
CRD#: 105375 / SEC#: 801-32172
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(6/16/2021)
(5/1/2025)
Exams
Current Firm
PROVISE MANAGEMENT GROUP, LLC
CRD#: 105375 / SEC#: 801-32172
Contact information
SEC notice filing (22 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,439 |
| AUM (Assets Under Management) | $ 1,804,308,550 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/23/2025 | ||
| 01/16/2025 | ||
| 11/01/2023 | ||
| 12/07/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
PROVISE MANAGEMENT GROUP, LLC
CRD#: 105375Clearwater, FL 33756TRUST BUT VERIFY
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