Jason R. Wenk

GRAETZ WEALTH

MANHATTAN BEACH, CA

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CRD#: 4310095

Professional summary

Jason Robert Wenk is a registered financial advisor currently at GRAETZ WEALTH located in Manhattan Beach, California.

Jason is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Jason has worked at 7 firms and has passed the Series 65, Series 66, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Altruist Corp, Non-Investment-Related, 1621 Abott Kinney Blvd, Second Floor, Venice, CA 90291, Software Development, CEO, Start Date: 09/2018, Hours Dedicated Per Month: 160 Hours Per Month (120 Hours Per Month during trading hours), CEO - manage executive team and general direction of product development. 2) Oceana Family Holdings & Benona Family Holdings; Non-Investment Related; San Juan Capistrano, CA; owner; Time spent: 1-2 hours/month; 1-2 hours during trading, Invests in West Michigan recreation business.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jason Robert Wenk's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 9, 2022 - Present

GRAETZ WEALTH

RIA

CRD#: 317857

MANHATTAN BEACH, CA

Past

February 3, 2014 - December 31, 2021

BROOKSTONE ASSET MANAGEMENT, LLC

RIA

CRD#: 153467

GRAND RAPIDS, MI

Past

June 16, 2010 - December 12, 2022

BROOKSTONE WEALTH ADVISORS, LLC

RIA

CRD#: 137658

WHEATON, IL

Past

May 24, 2004 - October 12, 2005

GENEOS WEALTH MANAGEMENT, INC.

CRD#: 120894

ENGLEWOOD, CO

Past

September 17, 2002 - May 24, 2004

WOODBURY FINANCIAL SERVICES, INC.

CRD#: 421

OAKDALE, MN

Past

January 31, 2002 - August 8, 2002

FORESTERS EQUITY SERVICES, INC.

CRD#: 18464

SAN DIEGO, CA

Past

January 1, 2001 - January 4, 2002

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GRAETZ WEALTH

GRAETZ WEALTH | GRAETZ WEALTH, LLC

CRD#: 317857 / SEC#: 801-129537

RIA

Registered Investment Advisory firm - (2/26/2024 Approved)

California

Registered Investment Advisory firm - (4/26/2024 Terminated)

Louisiana

Registered Investment Advisory firm - (3/28/2024 Terminated)

Michigan

Registered Investment Advisory firm - (4/2/2024 Terminated)

Texas

Registered Investment Advisory firm - (3/27/2024 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(12/9/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/8/2010

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 1/12/2001

Uniform Combined State Law Examination

General Industry/Product Exam

Series 31

Date: 1/26/2001

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 12/28/2000

General Securities Representative Examination

Current Firm

GRAETZ WEALTH

GRAETZ WEALTH | GRAETZ WEALTH, LLC

CRD#: 317857 / SEC#: 801-129537

RIA

Registered Investment Advisory firm - (2/26/2024 Approved)

California

Registered Investment Advisory firm - (4/26/2024 Terminated)

Louisiana

Registered Investment Advisory firm - (3/28/2024 Terminated)

Michigan

Registered Investment Advisory firm - (4/2/2024 Terminated)

Texas

Registered Investment Advisory firm - (3/27/2024 Terminated)

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Contact information

Main Address

501 Baldwin Street Suite 207, Jenison, MI 49428

Mailing Address

Phone number

(616) 226-8867

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A - FIRM BROCHURE (3/31/2025)

Regulatory assets under management

Total Number of Accounts	752
AUM (Assets Under Management)	$ 132,413,969

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jason R. Wenk

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jason Robert Wenk's CRS (Customer Relationship Summary).

Certified licenses

Experience

BROOKSTONE ASSET MANAGEMENT, LLC

BROOKSTONE WEALTH ADVISORS, LLC

GENEOS WEALTH MANAGEMENT, INC.

WOODBURY FINANCIAL SERVICES, INC.

FORESTERS EQUITY SERVICES, INC.

MORGAN STANLEY DW INC.

Primary Firm SEC Registration

GRAETZ WEALTH

State Registrations and Notice Filings

Exams

Series 65

Date: 6/8/2010

Series 66

Date: 1/12/2001

Series 31

Date: 1/26/2001

Series 7

Date: 12/28/2000

Current Firm

GRAETZ WEALTH

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

GRAETZ WEALTH

TRUST BUT VERIFY

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