Brian P. Hoey

FORESIDE FUND SERVICES

Westport, CT 06880

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CRD#: 4309907

Professional summary

Brian Patrick Hoey, who also goes by Brian Hoey, is a registered financial professional currently at FORESIDE FUND SERVICES, LLC located in Westport, Connecticut.

Brian is registered as a RR (Registered Representative) and started their career in finance in 2001. Brian has worked at 14 firms and has passed the Series 63, Series 65, Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Brian Hoey

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Name: CHN Holdings LLC Position: 1/3 Partner Nature: private equity Investment Related: No Hours: 1 Securities Trading Hours: 0 Start Date: January 2017 Address: 1333 Hudson St #301N Hoboken, NJ 17030 Description: CHN Holdings LLC was formed to pool capital to make a single investment in Hoboken Brewing Co., a private brewery

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Brian Patrick Hoey's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 9, 2025 - Present

FORESIDE FUND SERVICES, LLC

Office #1: 13 Riverside Avenue, Westport, CT 06880

CRD#: 46106

Westport, CT

Past

October 3, 2024 - March 19, 2025

INSPIRE INVESTING, LLC

RIA

CRD#: 171988

MERIDIAN, ID

Past

July 19, 2021 - December 16, 2022

ADVISORS ASSET MANAGEMENT, INC.

RIA

CRD#: 46727

Ridgefield, CT

Past

July 19, 2021 - December 16, 2022

ADVISORS ASSET MANAGEMENT, INC.

CRD#: 46727

MONUMENT, CO

Past

January 16, 2021 - July 13, 2021

NUVEEN ASSET MANAGEMENT, LLC

RIA

CRD#: 155584

CHICAGO, IL

Past

December 17, 2020 - July 13, 2021

NUVEEN SECURITIES, LLC

CRD#: 469

CHICAGO, IL

Past

December 15, 2015 - October 12, 2020

FRANKLIN DISTRIBUTORS, LLC

CRD#: 109064

STAMFORD, CT

Past

October 10, 2014 - November 19, 2015

TRANSAMERICA CAPITAL, LLC

CRD#: 8217

DENVER, CO

Past

August 2, 2007 - September 24, 2014

VAN ECK SECURITIES CORPORATION

CRD#: 2269

NEW YORK, NY

Past

December 19, 2005 - July 23, 2007

CLEARBRIDGE INVESTMENTS, LLC

RIA

CRD#: 137028

NEW YORK, NY

Past

December 1, 2005 - July 23, 2007

FRANKLIN DISTRIBUTORS, LLC

CRD#: 109064

STAMFORD, CT

Past

December 17, 2004 - December 19, 2005

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

STAMFORD, CT

Past

December 3, 2004 - December 1, 2005

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

October 25, 2004 - November 16, 2004

CREDIT SUISSE ASSET MANAGEMENT SECURITIES LLC

CRD#: 15654

NEW YORK, NY

Past

April 12, 2001 - June 16, 2004

COREBRIDGE CAPITAL SERVICES, INC.

CRD#: 13158

JERSEY CITY, NJ

Past

January 19, 2001 - March 23, 2001

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

January 19, 2001 - March 23, 2001

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alaska
(4/28/2025)

California
(4/17/2025)

Connecticut
(4/16/2025)

Hawaii
(4/17/2025)

Nevada
(4/17/2025)

Oregon
(4/17/2025)

Washington
(4/16/2025)

Exams

State Security Law Exam

Series 63

Date: 4/15/2025

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 1/15/2021

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 2/13/2001

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/18/2001

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

FORESIDE FUND SERVICES, LLC

FORESIDE FUND SERVICES, LLC | FORUM FUND SERVICES, LLC

CRD#: 46106 / SEC#: , 8-51293

Broker-Dealer Firm Regulated by FINRA (Boston district office)

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Contact information

Main Address

190 Middle Street Suite 301, Portland, ME 04101

Mailing Address

190 Middle Street Suite 301, Portland, ME 04101

Phone number

(207) 553-7110

Established

Delaware since 09/08/1998

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Large

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
FORESIDE DISTRIBUTORS, LLC	SOLE MEMBER
COWAN, TERESA MARIA KAZMIERSKI	PRES/MANAGER/DIRECTOR	1544189
EDELMAN, GABRIEL	SECRETARY	6654419
LA FOND, SUSAN LORENE	TREASURER	4512785
LANZA, CHRISTOPHER CONTE	VICE PRESIDENT	2184856
MACCHIA, KATE SCHENDEL	VICE PRESIDENT	4863973
SOMMERS, WESTON	CFO/FINOP	5290145
STROUT, ALICIA KIMBERLY	CHIEF COMPLIANCE OFFICER/VICE PRESIDENT	6320351

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Brian P. Hoey

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Brian Patrick Hoey's CRS (Customer Relationship Summary).

Certified licenses

Experience

INSPIRE INVESTING, LLC

ADVISORS ASSET MANAGEMENT, INC.

ADVISORS ASSET MANAGEMENT, INC.

NUVEEN ASSET MANAGEMENT, LLC

NUVEEN SECURITIES, LLC

FRANKLIN DISTRIBUTORS, LLC

TRANSAMERICA CAPITAL, LLC

VAN ECK SECURITIES CORPORATION

CLEARBRIDGE INVESTMENTS, LLC

FRANKLIN DISTRIBUTORS, LLC

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

CREDIT SUISSE ASSET MANAGEMENT SECURITIES LLC

COREBRIDGE CAPITAL SERVICES, INC.

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 4/15/2025

Series 65

Date: 1/15/2021

Series 66

Date: 2/13/2001

SIE

Date: 10/1/2018

Series 7

Date: 1/18/2001

FINRA

Current Firm

FORESIDE FUND SERVICES, LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

FORESIDE FUND SERVICES, LLC

TRUST BUT VERIFY

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