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TK

Thomas A. Kearney

Some features on this profile are disabled
CRD#: 4309755
TK

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Thomas Alan Kearney was a registered financial professional .

Thomas is a previously registered financial professional and started their career in finance in 2002. Thomas had worked at 1 firm and has passed the Series 63, Series 7TO, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

September 20, 2002 - February 26, 2021

BERNARDI SECURITIES, INC.

BD
CRD#: 15834
CHICAGO, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 10/24/2002
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 8/10/2022
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 9/19/2002
General Securities Representative Examination

Current Firm

BS
BERNARDI SECURITIES, INC.
BERNARDI SECURITIES, INC.

CRD#: 15834 / SEC#: , 8-32815

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
423 Central Avenue, Northfield, IL 60093
Mailing Address
423 Central Avenue, Northfield, IL 60093
Phone number
(312) 726-7324
Established
Illinois since 09/27/1984
Firm type
Corporation
Fiscal year end
September
Firm Size
Small
# of Employees

FINRA licenses (45 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
BERNARDI, RONALD PIACENTINIPRESIDENT & CEO & CCO726070
BERNARDI, MATTHEW PVICE PRESIDENT5545410
BERNARDI, THOMAS PVICE PRESIDENT6419579
BIONDI, ROBERTVICE PRESIDENT716281
LANDIS, MICHELLE BERNARDISECRETARY1328867
BERNARDI, EDWARDCHAIRMAN OF THE BOARD19817
EVENSKY, LISA MFINANCIAL OPERATIONS PRINCIPAL6373192
IRISH, JEFFREY DAVIDVICE PRESIDENT2228055
VAIL, ROBERT PATRICKSENIOR VICE PRESIDENT3086104
VEZZETTI, JOHN MVICE PRESIDENT5736210

Disclosures

Regulatory Event3

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

BERNARDI SECURITIES, INC.

CRD#: 15834

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