William M. Dent
Professional summary
William Marshall Dent II, who also goes by William Marshall Dent II, William Marshall Dent Ii, William Marshall Dent, William Dent, is a registered financial professional currently at PRUDENTIAL ANNUITIES DISTRIBUTORS, INC located in Shelton, Connecticut.
William is registered as a RR (Registered Representative) and started their career in finance in 2001. William has worked at 15 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view William Marshall Dent II's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 1, 2022 - Present
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
Office #1: 1 Corporate Drive, Shelton, CT 06484January 27, 2022 - February 14, 2022
ORION PORTFOLIO SOLUTIONS, LLC
January 26, 2022 - February 14, 2022
BRINKER CAPITAL SECURITIES, LLC
March 17, 2020 - December 8, 2021
CETERA INVESTMENT ADVISERS LLC
March 16, 2020 - December 8, 2021
CETERA INVESTMENT SERVICES LLC
November 13, 2019 - March 9, 2020
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
November 11, 2019 - March 9, 2020
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 27, 2018 - September 11, 2019
TD AMERITRADE, INC.
February 26, 2018 - September 11, 2019
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
February 26, 2018 - September 11, 2019
TD AMERITRADE, INC.
February 28, 2017 - February 26, 2018
SCOTTRADE INVESTMENT MANAGEMENT
February 23, 2017 - February 26, 2018
SCOTTRADE, INC.
December 10, 2014 - February 22, 2017
GWN SECURITIES INC.
December 9, 2014 - February 22, 2017
GWN SECURITIES INC.
January 3, 2011 - December 10, 2014
VOYA FINANCIAL ADVISORS, INC.
January 3, 2011 - December 10, 2014
VOYA FINANCIAL ADVISORS, INC.
August 27, 2009 - January 3, 2011
VOYA FINANCIAL PARTNERS, LLC
August 27, 2009 - January 3, 2011
VOYA FINANCIAL PARTNERS, LLC
September 27, 2002 - August 13, 2009
EQUITABLE ADVISORS, LLC
June 20, 2002 - August 13, 2009
EQUITABLE ADVISORS, LLC
May 18, 2001 - June 21, 2002
QUICK & REILLY, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/1/2022)
Exams
FINRA
Current Firm
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
CRD#: 21570 / SEC#: , 8-39058
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE PRUDENTIAL INSURANCE COMPANY OF AMERICA | SHAREHOLDER COMMON | |
| CARROLL, TRACEY MARIA | PRESIDENT | 5841463 |
| HAGGERTY, SCOTT PETER | CHIEF EXECUTIVE OFFICER | 2619329 |
| HARTNETT, CHRISTINA A | CHIEF OPERATING OFFICER | 2672099 |
| MCGRATH, SHANE THOMAS | CHIEF COMPLIANCE OFFICER | 4458909 |
| SMIT, ROBERT PHILIP | FINOP, CFO | 2332366 |
| THOMSEN, JORDAN K | CHIEF LEGAL OFFICER AND SECRETARY | 2821664 |
Disclosures
| Regulatory Event | 2 |
| Civil Event | 1 |
Red Flags
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Company Information
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
CRD#: 21570Shelton, CT 06484TRUST BUT VERIFY
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