Warren C. Coetzer
Professional summary
Warren Craig Coetzer was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Warren is a previously registered financial professional and started their career in finance in 2001. Prior to being barred, Warren had worked at 6 firms, which includes 1717 CAPITAL MANAGEMENT COMPANY, NYLIFE SECURITIES LLC, MONY SECURITIES CORPORATION, METROPOLITAN LIFE INSURANCE COMPANY, MSI FINANCIAL SERVICES INC., MUTUAL OF OMAHA INVESTOR SERVICES INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 15, 2006 - July 10, 2006
1717 CAPITAL MANAGEMENT COMPANY
June 22, 2004 - June 6, 2006
NYLIFE SECURITIES LLC
May 30, 2002 - March 12, 2004
MONY SECURITIES CORPORATION
May 14, 2001 - June 17, 2002
METROPOLITAN LIFE INSURANCE COMPANY
May 14, 2001 - June 17, 2002
MSI FINANCIAL SERVICES, INC.
March 13, 2001 - April 27, 2001
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
1717 CAPITAL MANAGEMENT COMPANY
CRD#: 4082 / SEC#: , 8-14657
Contact information
Documents
Disclosures
| Regulatory Event | 4 |
| Arbitration | 1 |
| Bond | 3 |
Red Flags
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