Carlos A. Hirsch

IDB CAPITAL

Aventura, FL 33180

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CRD#: 4309523

Professional summary

Carlos Alberto Hirsch, who also goes by Carlos A Hirsch, N/a N/a N/a N/a, is a registered financial professional currently at IDB CAPITAL CORP. located in Aventura, Florida.

Carlos is registered as a RR (Registered Representative) and started their career in finance in 2001. Carlos has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Carlos A Hirsch | N/a N/a N/a N/a

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Carlos Alberto Hirsch's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 16, 2023 - Present

IDB CAPITAL CORP.

Office #1: 18851 Ne 29th Avenue Suite 600, Aventura, FL 33180

CRD#: 106032

Aventura, FL

Past

January 6, 2012 - May 5, 2023

BANCO DO BRASIL SECURITIES LLC

CRD#: 132701

MIAMI, FL

Past

May 11, 2010 - December 20, 2011

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

MIAMI, FL

Past

February 10, 2006 - April 27, 2010

BRICKELL GLOBAL MARKETS, INC.

CRD#: 104316

MIAMI, FL

Past

April 2, 2004 - April 8, 2005

FLAGSTAR ADVISORS

RIA

CRD#: 104233

NEW YORK, NY

Past

March 26, 2004 - April 8, 2005

FLAGSTAR ADVISORS

CRD#: 104233

NEW YORK, NY

Past

February 12, 2001 - February 11, 2004

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

MIAMI BEACH, FL

Past

February 9, 2001 - February 11, 2004

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

ST. LOUIS, MO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(5/2/2024)

Florida
(5/16/2023)

New York
(5/16/2023)

Pennsylvania
(3/6/2025)

Exams

State Security Law Exam

IAR

Series 66

Date: 5/7/2001

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/8/2001

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

IDB CAPITAL CORP.

ALEXANDRA & JAMES CO. | IDB CAPITAL CORP. | IDB ASSET MANAGEMENT, A DIVISION OF IDB CAPITAL CORP. | ALEXANDRA & JAMES CO.

CRD#: 106032 / SEC#: , 8-53000

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

1114 Avenue Of The Americas, New York, NY 10036

Mailing Address

1114 Avenue Of The Americas, New York, NY 10036

Phone number

(212) 551-8800

Established

New York since 09/11/2000

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (29 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
ISRAEL DISCOUNT BANK OF NEW YORK	SOLE SHAREHOLDER
CASE, LESLIE KATHRYN	SECRETARY	6058280
CLANCY, PATRICIA ANNE	CHIEF OPERATING OFFICER, PRINCIPAL OPERATIONS OFFICER	2753700
FRAHER, NANCY ANN	DIRECTOR	6132794
GRANT, EDMOND F	DIRECTOR	4058518
KIM, EDWARD SANG	FINANCIAL AND OPERATIONS PRINCIPAL, PRINCIPAL FINANCIAL OFFICER	6702617
POLSHIKOV, ALEX ROSS	PRESIDENT, CHIEF EXECUTIVE OFFICER, AND INTERIM CHAIRMAN OF THE BOARD	5118208
ROBERTS, DANIEL G	DIRECTOR	6986015
TREBLE, TIMOTHY	CHIEF COMPLIANCE OFFICER AND DIRECTOR	1699773

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Carlos A. Hirsch

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Carlos Alberto Hirsch's CRS (Customer Relationship Summary).

Certified licenses

Experience

BANCO DO BRASIL SECURITIES LLC

CITIGROUP GLOBAL MARKETS INC.

BRICKELL GLOBAL MARKETS, INC.

FLAGSTAR ADVISORS

FLAGSTAR ADVISORS

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 5/7/2001

SIE

Date: 10/1/2018

Series 7

Date: 2/8/2001

FINRA

Current Firm

IDB CAPITAL CORP.

Contact information

FINRA licenses (29 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

IDB CAPITAL CORP.

TRUST BUT VERIFY

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