Bernard Sosnick
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bernard Sosnick, who also goes by Bernie Sosnick, was a registered financial professional .
Bernard is a previously registered financial professional and started their career in finance in 1966. Bernard had worked at 10 firms and has passed the Series 7TO, SIE, Series 87, Series 41, Series 16, Series 1, Series 24, Series 10, Series 9, Series 00 and Series 12 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 11, 2018 - December 6, 2021
MADISON GLOBAL PARTNERS LLC
October 19, 2015 - January 8, 2018
TRIDENT PARTNERS LTD.
February 1, 2008 - October 19, 2015
GILFORD SECURITIES INCORPORATED
November 22, 1999 - January 15, 2008
OPPENHEIMER & CO. INC.
April 1, 1999 - December 2, 1999
JWGENESIS SECURITIES, INC.
November 21, 1996 - May 21, 1999
COWEN PRIME SERVICES TRADING LLC
April 17, 1991 - January 22, 1997
CIBC WORLD MARKETS CORP.
February 4, 1988 - April 8, 1991
DEUTSCHE BANK CAPITAL CORPORATION
July 14, 1987 - April 7, 1988
E. F. HUTTON & COMPANY INC
March 9, 1966 - January 30, 1987
L. F. ROTHSCHILD & CO. INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationSeries 41
Date: 2/19/1976
NYSE Allied Member ExaminationSeries 1
Date: 3/7/1966
Registered Representative ExaminationSeries 00
Date: 3/5/1973
General Securities Principal ExaminationSeries 12
Date: 12/11/1971
NYSE Branch Manager ExaminationCurrent Firm
MADISON GLOBAL PARTNERS LLC
CRD#: 285406 / SEC#: , 8-69839
Contact information
FINRA licenses (30 States and Territories)
Disclosures
| Regulatory Event | 2 |
Red Flags
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