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Saralinda C. Salasko

ROCKFLEET FINANCIAL SERVICES
SARASOTA, FL 34238
CRD#: 4309156
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SS
Saralinda Chel SalaskoROCKFLEET FINANCIAL SERVICES

Professional summary

Saralinda Chel Salasko, who also goes by Lindi Sabloff, Saralinda Chel Sabloff, is a registered financial professional currently at ROCKFLEET FINANCIAL SERVICES, INC located in Sarasota, Florida.

Saralinda is registered as a RR (Registered Representative) and started their career in finance in 2002. Saralinda has worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Lindi Sabloff | Saralinda Chel Sabloff

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Saralinda Chel Salasko's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 18, 2021 - Present

ROCKFLEET FINANCIAL SERVICES, INC

Office #1: 8586 Potter Park Dr., Sarasota, FL 34238
RIA
BD
CRD#: 149325
SARASOTA, FL
Past

November 27, 2019 - April 14, 2021

M&A SECURITIES GROUP, INC.

BD
CRD#: 39999
KANSAS CITY, MO
Past

September 18, 2012 - December 20, 2017

TIER ONE PARTNERS, INC.

BD
CRD#: 4090
BELLEAIRE BEACH, FL
Past

July 14, 2009 - December 22, 2010

HIDDEN RIVER CAPITAL PRIVATE PLACEMENT ADVISORS LLC

BD
CRD#: 145197
PHILADELPHIA, PA
Past

September 13, 2002 - September 30, 2008

BROWN BROTHERS HARRIMAN & CO.

BD
CRD#: 104487
PHILADELPHIA, PA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 11/14/2000
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 12/20/2017
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 9/12/2002
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

RF
ROCKFLEET FINANCIAL SERVICES, INC
ROCKFLEET FINANCIAL SERVICES, INC | ROCKFLEET FINANCIAL SERVICES, INC.

CRD#: 149325 / SEC#: , 8-68139

New York
Registered Investment Advisory firm - SEC (2/5/2026 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information

Main Address
8586 Potter Park Dr., Sarasota, FL 34238
Mailing Address
8586 Potter Park Dr., Sarasota, FL 34238
Phone number
(888) 909-4489
Established
Delaware since 12/11/2008
Firm type
Corporation
Fiscal year end
March
Firm Size
Small
# of Employees
10

FINRA licenses (2 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Direct owners and executive officers

NamePositionCRD#
CORRIGAN, CATHERINE MARYPRESIDENT, CEO, CHIEF OPERATIONS OFFICER, FINOP, CCO1869713
ROCKFLEET FINANCIAL SERVICES INC 401K PLANPROXY OWNER
ROCKFLEET INVESTOR PARTNERS II L.P.PROXY OWNER
ROCKFLEET INVESTOR PARTNERS L.P.PROXY OWNER

Regulatory assets under management

Total Number of Accounts1
AUM (Assets Under Management)$ 955,746

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ROCKFLEET FINANCIAL SERVICES, INC

CRD#: 149325Sarasota, FL 34238

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