Joseph B. Van Sciver
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joseph Bishop Van Sciver IV was a registered financial professional .
Joseph is a previously registered financial professional and started their career in finance in 2001. Joseph had worked at 3 firms and has passed the Series 66, Series 3, Series 87, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 10, 2017 - April 15, 2025
HEDGEYE RISK MANAGEMENT, LLC
May 22, 2012 - December 31, 2016
HEDGEYE RISK MANAGEMENT, LLC
April 12, 2004 - May 5, 2008
LABRANCHE & CO. LLC
May 17, 2001 - March 22, 2004
BROWN BROTHERS HARRIMAN & CO.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 55
Date: 8/3/2004
Limited Representative-Equity Trader ExamCurrent Firm
HEDGEYE RISK MANAGEMENT, LLC
CRD#: 147272 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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