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Joseph Bishop Van Sciver Iv

CRD# 4309098·Registered 2001 - 2025
Previously Registered: Being a previously registered professional could mean that Joseph is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Joseph Bishop Van Sciver IV was a registered financial advisor. Joseph was a previously registered financial professional and started their career in finance 2001 - 2025. Joseph had worked at 3 firms and has passed the Series 66, Series 3, Series 87, Series 55, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

25 years in the financial services industry

Current & Past Employments

HEDGEYE RISK MANAGEMENT, LLC·CRD# 147272
RIA
Stamford, CT
January 10, 2017 - April 15, 2025
HEDGEYE RISK MANAGEMENT, LLC·CRD# 147272
RIA
Stamford, CT
May 22, 2012 - December 31, 2016
LABRANCHE & CO. LLC·CRD# 32661
BD
New York, NY
April 12, 2004 - May 5, 2008
BROWN BROTHERS HARRIMAN & CO.·CRD# 104487
BD
New York, NY
May 17, 2001 - March 22, 2004

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Current Firm

HR
HEDGEYE RISK MANAGEMENT, LLC

HEDGEYE RISK MANAGEMENT, LLC | RESEARCH EDGE, LLC | POTOMAC RESEARCH GROUP BY HEDGEYE

CRD#: 147272

Contact Information

Main Address

1 High Ridge Park 3rd Floor, Stamford, CT 06905-1322

Phone Number

(203) 562-6500

# of Employees

79

Documents

Latest Form ADV

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Mar 2001About the Series 66 exam

Series 3 — National Commodity Futures Examination

Passed Mar 2005About the Series 3 exam

Series 87 — Research Analyst Exam - Part II Regulations Module

Passed Nov 2004About the Series 87 exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Aug 2004

Series 7 — General Securities Representative Examination

Passed Dec 2000About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Dec 2005About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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