Brian J. Bors
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brian Joseph Bors, who also goes by Brian Bors, was a registered financial professional .
Brian is a previously registered financial professional and started their career in finance in 2000. Brian had worked at 3 firms and has passed the Series 65, Series 21 and Series 25 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 6, 2015 - February 27, 2018
MONEY MANAGER INC.
May 1, 2006 - July 12, 2007
KELLOGG CAPITAL MARKETS, LLC
October 1, 2000 - April 13, 2006
BANC OF AMERICA SPECIALIST, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 21
Date: 10/19/2000
NYSE Front Line Specialist ClerkSeries 25
Date: 10/28/1999
NYSE Trading Assistant ExaminationCurrent Firm
MONEY MANAGER INC.
CRD#: 171034 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 30 |
| AUM (Assets Under Management) | $ 28,140,905 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
