Saied C. Abou-ezzeddine
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Saied Chafic Abou-ezzeddine, who also goes by Saied Abou-ezzeddine, Saied Ezzeddine, was a registered financial professional .
Saied is a previously registered financial professional and started their career in finance in 2000. Saied had worked at 5 firms and has passed the Series 63, Series 65, Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 1, 2021 - September 17, 2024
BARINGS SECURITIES LLC
April 6, 2018 - June 8, 2021
JANUS HENDERSON DISTRIBUTORS US LLC
May 23, 2007 - June 2, 2010
QUASAR DISTRIBUTORS, LLC
April 8, 2005 - January 30, 2018
FISHER INVESTMENTS
October 1, 2000 - March 7, 2002
BROWN BROTHERS HARRIMAN & CO.
State Registrations and Notice Filings
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Exams
Current Firm
BARINGS SECURITIES LLC
CRD#: 36929 / SEC#: , 8-47589
Contact information
FINRA licenses (52 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
