Joan A. Glander
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joan Andrea Glander, who also goes by Joan Glander, Robus, was a registered financial professional .
Joan is a previously registered financial professional and started their career in finance in 2000. Joan had worked at 1 firm and has passed the Series 25 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 8, 2013 - April 30, 2015
DAG SECURITIES INC.
October 18, 2004 - July 9, 2008
DAG SECURITIES INC.
October 1, 2000 - September 15, 2003
DAG SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 25
Date: 6/20/2000
NYSE Trading Assistant ExaminationCurrent Firm
DAG SECURITIES INC.
CRD#: 44376 / SEC#: , 8-50679
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
