Anthony J. Dolegowski
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Anthony James Dolegowski, who also goes by Anthony James Dolegowski, Anthony Dolegowski, Tony James Dolegowski, Tony Dolegowski, was a registered financial professional .
Anthony is a previously registered financial professional and started their career in finance in 2000. Anthony had worked at 11 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 21, Series 25 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 15, 2024 - July 11, 2025
AVANTAX ADVISORY SERVICES
July 12, 2024 - July 11, 2025
AVANTAX INVESTMENT SERVICES, INC.
October 9, 2018 - June 11, 2024
LPL FINANCIAL LLC
October 5, 2018 - June 11, 2024
LPL FINANCIAL LLC
June 4, 2012 - July 12, 2018
HARRISDIRECT LLC
May 9, 2012 - July 12, 2018
E*TRADE SECURITIES LLC
August 6, 2010 - May 2, 2012
NYLIFE SECURITIES LLC
October 26, 2009 - July 7, 2010
GROVE POINT INVESTMENTS, LLC
March 30, 2009 - November 13, 2009
MSI FINANCIAL SERVICES, INC.
January 14, 2008 - February 9, 2009
GROVE POINT INVESTMENTS, LLC
April 17, 2001 - August 23, 2006
UBS SECURITIES LLC
January 2, 2001 - April 17, 2001
BEAR WAGNER SPECIALISTS LLC
October 1, 2000 - January 2, 2001
HUNTER SPECIALISTS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 21
Date: 12/27/2000
NYSE Front Line Specialist ClerkSeries 25
Date: 10/21/1999
NYSE Trading Assistant ExaminationCurrent Firm
AVANTAX ADVISORY SERVICES
CRD#: 104556 / SEC#: 801-29892
Contact information
Regulatory assets under management
| Total Number of Accounts | 140,306 |
| AUM (Assets Under Management) | $ 46,109,939,749 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/13/2024 | ||
| 11/28/2023 | ||
| 12/16/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
