John J. Lucchese
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Joseph Lucchese, who also goes by John Lucchese, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 2000. John had worked at 3 firms and has passed the Series 63, SIE, Series 7, Series 14, Series 24, Series 9 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 16, 2011 - August 22, 2016
PRINCETON SECURITIES GROUP, LLC
April 17, 2009 - July 9, 2010
PSG EXECUTIONS, INC.
April 17, 2009 - July 9, 2010
PRINCETON SECURITIES GROUP, LLC
May 7, 2007 - March 2, 2009
PSG EXECUTIONS, INC.
March 27, 2007 - March 2, 2009
PRINCETON SECURITIES GROUP, LLC
March 10, 2000 - December 15, 2006
SUNGARD GLOBAL EXECUTION SERVICES LLC
State Registrations and Notice Filings
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Exams
Current Firm
PRINCETON SECURITIES GROUP, LLC
CRD#: 41233 / SEC#: , 8-49359
Contact information
Documents
Disclosures
| Regulatory Event | 4 |
Red Flags
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