William P Geier
Professional Summary
William P Geier, who also goes by William P Geiger, was a registered financial advisor. William was a previously registered financial professional and started their career in finance 2000 - 2020. William had worked at 4 firms and has passed the Series 63, SIE, Series 55, Series 7, Series 21 and Series 25 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
William P Geiger
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
26 years registered in the securities industry
Current & Past Employments
Past
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Current Firm
HOLLAND TRADING HOUSE LLC | IMC-CHICAGO, LLC | IMC FINANCIAL MARKETS
Contact Information
Main Address
233 South Wacker Drive #4300, Chicago, IL 60606Mailing Address
233 South Wacker Drive #4300, Chicago, IL 60606Phone Number
(312) 244-3300Established
Illinois since 04/27/2000Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
LargeDocuments
Direct owners and executive officers
Disclosures
Regulatory Event
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 55 — Limited Representative-Equity Trader Exam
Passed Aug 2010Series 21 — NYSE Front Line Specialist Clerk
Passed Jan 2002Series 25 — NYSE Trading Assistant Examination
Passed Dec 2000Similar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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