Jason Levy
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jason Levy was a registered financial professional .
Jason is a previously registered financial professional and started their career in finance in 2000. Jason had worked at 5 firms and has passed the Series 63, Series 55, Series 7, Series 7A, Series 25 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 20, 2012 - August 6, 2014
COVA CAPITAL PARTNERS LLC
February 14, 2011 - May 5, 2011
JOHN THOMAS FINANCIAL
August 5, 2009 - February 11, 2011
BROOKVILLE CAPITAL PARTNERS
March 31, 2008 - April 14, 2009
J.D. NICHOLAS & ASSOCIATES, INC.
October 1, 2000 - May 12, 2006
SIG BROKERAGE, LP
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 4/25/2010
Limited Representative-Equity Trader ExamSeries 7A
Date: 1/30/2002
Floor Broker Representative ExamSeries 25
Date: 12/26/2000
NYSE Trading Assistant ExaminationCurrent Firm
COVA CAPITAL PARTNERS LLC
CRD#: 109761 / SEC#: , 8-53105
Contact information
FINRA licenses (40 States and Territories)
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
