Christopher Cacace

J. STREICHER & CO. L.L.C.

New York, NY 10005

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CRD#: 4308782

Professional summary

Christopher Cacace, who also goes by Christopher Nicholas Cacace, Christopher Cacace, is a registered financial professional currently at J. STREICHER & CO. L.L.C. located in New York, New York.

Christopher is registered as a RR (Registered Representative) and started their career in finance in 2000. Christopher has worked at 11 firms and has passed the Series 63, Series 62, Series 99TO, Series 52TO, Series 57TO, SIE, Series 7, Series 21, Series 25, Series 14, Series 53, Series 4, Series 24 and Series 14A exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Christopher Nicholas Cacace | Christopher Cacace

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Christopher Cacace's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 30, 2019 - Present

J. STREICHER & CO. L.L.C.

Office #1: 28 Liberty Street 6th Floor, New York, NY 10005

CRD#: 3526

New York, NY

Past

April 24, 2020 - September 30, 2024

VELOCITY CLEARING, LLC

CRD#: 126588

New York, NY

Past

January 19, 2019 - April 13, 2020

TRADEZERO AMERICA, INC.

CRD#: 282940

BROOKLYN, NY

Past

March 2, 2018 - May 29, 2018

EASTGATE SECURITIES, LLC

CRD#: 146671

NEW YORK, NY

Past

May 9, 2017 - December 11, 2019

SW FINANCIAL

CRD#: 145012

Melville, NY

Past

October 6, 2016 - October 20, 2016

ROOSEVELT & CROSS, INCORPORATED

CRD#: 6964

NEW YORK, NY

Past

June 20, 2014 - September 30, 2016

ROTHSCHILD LIEBERMAN LLC

CRD#: 10030

New York, NY

Past

March 7, 2011 - May 28, 2014

LEGEND SECURITIES, INC.

CRD#: 44952

NEW YORK, NY

Past

September 20, 2005 - March 11, 2011

COHEN CAPITAL GROUP, LLC

CRD#: 43418

NEW YORK, NY

Past

October 19, 2001 - September 9, 2005

LABRANCHE & CO. LLC

CRD#: 32661

NEW YORK, NY

Past

October 1, 2000 - October 24, 2001

BOCKLET & COMPANY, LLC

CRD#: 45455

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

Series 63

Date: 3/31/2011

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 62

Date: 1/2/2023

Corporate Securities Limited Representative Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

Series 52TO

Date: 1/2/2023

Municipal Securities Representative Examination

General Industry/Product Exam

Series 57TO

Date: 5/3/2022

Securities Trader Exam

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/10/2006

General Securities Representative Examination

General Industry/Product Exam

Series 21

Date: 3/28/2000

NYSE Front Line Specialist Clerk

General Industry/Product Exam

Series 25

Date: 3/17/1999

NYSE Trading Assistant Examination

Principal/Supervisory Exam

Series 14

Date: 1/2/2023

Compliance Officer Examination

Principal/Supervisory Exam

Series 53

Date: 2/8/2018

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 4

Date: 3/15/2012

Registered Options Principal Examination

Principal/Supervisory Exam

Series 24

Date: 6/2/2011

General Securities Principal Examination

Principal/Supervisory Exam

Series 14A

Date: 3/31/2004

Compliance Official Specialist Exam

SRO Registrations

FINRA

SRO Registrations

NYSE American LLC

SRO Registrations

New York Stock Exchange

Current Firm

J. STREICHER & CO. L.L.C.

J. STREICHER & CO. | J. STREICHER & CO. L.L.C.

CRD#: 3526 / SEC#: , 8-4342

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

28 Liberty Street 6th Floor, New York, NY 10005

Mailing Address

28 Liberty Street 6th Floor, New York, NY 10005

Phone number

(646) 688-0411

Established

New York since 01/01/1910

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

Documents

Direct owners and executive officers

Name	Position	CRD#
J STREICHER GROUP LLC	LLC MEMBER
J. STREICHER HOLDINGS, LLC	LLC MEMBER
BROWN, THOMAS M	CEO	3084804
CACACE, CHRISTOPHER	CHIEF COMPLIANCE OFFICER	4308782
GEORGE, THOMAS KEITH	FINOP, PFO, POO	5378303

Disclosures

Regulatory Event

Red Flags

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Firm Stability Insights

Christopher Cacace

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Christopher Cacace's CRS (Customer Relationship Summary).

Certified licenses

Experience

VELOCITY CLEARING, LLC

TRADEZERO AMERICA, INC.

EASTGATE SECURITIES, LLC

SW FINANCIAL

ROOSEVELT & CROSS, INCORPORATED

ROTHSCHILD LIEBERMAN LLC

LEGEND SECURITIES, INC.

COHEN CAPITAL GROUP, LLC

LABRANCHE & CO. LLC

BOCKLET & COMPANY, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 3/31/2011

Series 62

Date: 1/2/2023

Series 99TO

Date: 1/2/2023

Series 52TO

Date: 1/2/2023

Series 57TO

Date: 5/3/2022

SIE

Date: 10/1/2018

Series 7

Date: 3/10/2006

Series 21

Date: 3/28/2000

Series 25

Date: 3/17/1999

Series 14

Date: 1/2/2023

Series 53

Date: 2/8/2018

Series 4

Date: 3/15/2012

Series 24

Date: 6/2/2011

Series 14A

Date: 3/31/2004

FINRA

NYSE American LLC

New York Stock Exchange

Current Firm

J. STREICHER & CO. L.L.C.

Contact information

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

J. STREICHER & CO. L.L.C.

TRUST BUT VERIFY

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