Lestrino P. Baquiran

HOLLISTER ASSOCIATES

New York, NY 10022

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CRD#: 4308763

Professional summary

Lestrino Philip Baquiran, who also goes by Les Baquiran, Lester Baquiran, Lestrino Bairan Baquiran II, Lestrino Philip Baquiran Ii, is a registered financial professional currently at HOLLISTER ASSOCIATES, LLC located in New York, New York.

Lestrino is registered as a RR (Registered Representative) and started their career in finance in 2000. Lestrino has worked at 6 firms and has passed the Series 63, Series 79TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Les Baquiran | Lester Baquiran | Lestrino Bairan Baquiran Ii | Lestrino Philip Baquiran Ii

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Lestrino Philip Baquiran's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 5, 2023 - Present

HOLLISTER ASSOCIATES, LLC

Office #1: 540 Madison Avenue 26th Floor, New York, NY, 10022

CRD#: 173366

New York, NY

Past

January 14, 2020 - February 21, 2020

HOLLISTER ASSOCIATES, LLC

CRD#: 173366

MOUNT PLEASANT, SC

Past

October 7, 2016 - December 31, 2022

INTE SECURITIES LLC

CRD#: 47107

New York, NY

Past

December 19, 2013 - October 11, 2016

BEECH HILL SECURITIES, INC.

CRD#: 24771

NEW YORK, NY

Past

June 26, 2007 - June 14, 2013

PARK HILL GROUP LLC

CRD#: 135898

NEW YORK, NY

Past

March 13, 2002 - April 16, 2007

INTERNATIONAL STRATEGY & INVESTMENT GROUP LLC

CRD#: 28195

NEW YORK, NY

Past

October 1, 2000 - July 9, 2001

BROWN BROTHERS HARRIMAN & CO.

CRD#: 104487

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(1/5/2023)

Colorado
(1/5/2023)

Connecticut
(1/5/2023)

District of Columbia
(1/5/2023)

Florida
(1/5/2023)

Georgia
(1/5/2023)

Illinois
(1/5/2023)

Maryland
(1/5/2023)

Massachusetts
(1/5/2023)

Michigan
(1/5/2023)

Minnesota
(1/5/2023)

Missouri
(1/5/2023)

Nebraska
(2/5/2025)

New Jersey
(1/5/2023)

New York
(1/5/2023)

North Carolina
(1/5/2023)

Ohio
(1/5/2023)

Pennsylvania
(1/5/2023)

Tennessee
(1/5/2023)

Texas
(1/5/2023)

Utah
(1/5/2023)

Virginia
(1/5/2023)

Wisconsin
(1/5/2023)

Exams

State Security Law Exam

Series 63

Date: 1/11/2006

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 79TO

Date: 1/2/2023

Investment Banking Registered Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/1/2000

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

HOLLISTER ASSOCIATES, LLC

CRD#: 173366 / SEC#: , 8-69538

Broker-Dealer Firm Regulated by FINRA (Atlanta district office)

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Contact information

Main Address

257 River Oak Drive, Mount Pleasant, SC 29464

Mailing Address

257 River Oak Drive, Mount Pleasant, SC 29464

Phone number

(401) 465-3080

Established

South Carolina since 09/09/2014

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (52 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
HOLLISTER, CHRISTOPHER VERN	CEO/CCO	5637565
CLIFFHANGER INVESTMENTS, LLC	OWNER
KUGLER, JACQUES	OWNER	5105697
MADABA INVESTMENTS, LLC	OWNER
PORTWOOD, WILLIAM BOYCE	CFO/FINOP	4853700

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Lestrino P. Baquiran

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Lestrino Philip Baquiran's CRS (Customer Relationship Summary).

Certified licenses

Experience

HOLLISTER ASSOCIATES, LLC

INTE SECURITIES LLC

BEECH HILL SECURITIES, INC.

PARK HILL GROUP LLC

INTERNATIONAL STRATEGY & INVESTMENT GROUP LLC

BROWN BROTHERS HARRIMAN & CO.

State Registrations and Notice Filings

Exams

Series 63

Date: 1/11/2006

Series 79TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 10/1/2000

FINRA

Current Firm

HOLLISTER ASSOCIATES, LLC

Contact information

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

HOLLISTER ASSOCIATES, LLC

TRUST BUT VERIFY

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