Daniel A. Parker

CUTHBERT CAPITAL MANAGEMENT LLC

Philadelphia, PA

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CRD#: 4308717

Professional summary

Daniel Alan Parker, who also goes by Daniel Parker, is a registered financial advisor currently at CUTHBERT CAPITAL MANAGEMENT LLC located in Philadelphia, Pennsylvania.

Daniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Daniel has worked at 9 firms and has passed the Series 66, SIE, Series 31, Series 7, Series 21 and Series 25 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Daniel Parker

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Daniel Parker, Sole Proprietor; Investment Related; Philadelphia, PA; Insurance Agent; Fixed Insurance Sales; Start date: 03/2023; Less than 10% of time spent in this activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Alan Parker's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 13, 2023 - Present

CUTHBERT CAPITAL MANAGEMENT LLC

RIA

CRD#: 325188

Philadelphia, PA

Past

October 29, 2018 - March 14, 2023

NEST INVESTMENTS BD LLC

CRD#: 294417

CONSHOHOCKEN, PA

Past

July 12, 2018 - March 14, 2023

NEST EGG

RIA

CRD#: 286024

CONSHOHOCKEN, PA

Past

July 12, 2018 - March 14, 2023

ADDISON CAPITAL

RIA

CRD#: 144853

CONSHOHOCKEN, PA

Past

October 22, 2015 - July 5, 2017

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

PHILADELPHIA, PA

Past

October 22, 2015 - July 5, 2017

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

PHILADELPHIA, PA

Past

December 21, 2009 - October 28, 2015

MORGAN STANLEY

RIA

CRD#: 149777

ROCHESTER, NY

Past

June 1, 2009 - December 15, 2009

MORGAN STANLEY

RIA

CRD#: 149777

ROCHESTER, NY

Past

June 1, 2009 - October 28, 2015

MORGAN STANLEY

CRD#: 149777

ROCHESTER, NY

Past

January 18, 2008 - June 1, 2009

MORGAN STANLEY & CO. LLC

RIA

CRD#: 8209

ROCHESTER, NY

Past

January 18, 2008 - June 1, 2009

MORGAN STANLEY & CO. LLC

CRD#: 8209

ROCHESTER, NY

Past

June 22, 2005 - January 23, 2008

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

PITTSFORD, NY

Past

May 19, 2005 - January 23, 2008

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

PITTSFORD, NY

Past

June 27, 2002 - July 15, 2004

REDI GLOBAL TECHNOLOGIES LLC

CRD#: 41924

NEW YORK, NY

Past

October 1, 2000 - June 26, 2002

WALTER N. FRANK & CO., LLC

CRD#: 32977

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(4/12/2023)

IAR

Pennsylvania
(3/13/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/21/2005

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 7/5/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 5/1/2009

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 5/18/2005

General Securities Representative Examination

General Industry/Product Exam

Series 21

Date: 1/27/2000

NYSE Front Line Specialist Clerk

General Industry/Product Exam

Series 25

Date: 9/21/1999

NYSE Trading Assistant Examination

Current Firm

CUTHBERT CAPITAL MANAGEMENT LLC

CRD#: 325188 / SEC#:

New York

Registered Investment Advisory firm - (4/12/2023 Approved)

Pennsylvania

Registered Investment Advisory firm - (3/9/2023 Approved)

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Contact information

Main Address

Philadelphia, PA

Mailing Address

Phone number

(585) 410-4883

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	14
AUM (Assets Under Management)	$ 65,500,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Daniel A. Parker

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Alan Parker's CRS (Customer Relationship Summary).

Certified licenses

Experience

NEST INVESTMENTS BD LLC

NEST EGG

ADDISON CAPITAL

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MORGAN STANLEY

MORGAN STANLEY

MORGAN STANLEY

MORGAN STANLEY & CO. LLC

MORGAN STANLEY & CO. LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

REDI GLOBAL TECHNOLOGIES LLC

WALTER N. FRANK & CO., LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 6/21/2005

SIE

Date: 7/5/2017

Series 31

Date: 5/1/2009

Series 7

Date: 5/18/2005

Series 21

Date: 1/27/2000

Series 25

Date: 9/21/1999

Current Firm

CUTHBERT CAPITAL MANAGEMENT LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

CUTHBERT CAPITAL MANAGEMENT LLC

TRUST BUT VERIFY

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