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Steven Scianimanico

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CRD#: 4308630
SS

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Steven Scianimanico, who also goes by Stephen Sciammanico, was a registered financial professional .

Steven is a previously registered financial professional and started their career in finance in 2000. Steven had worked at 13 firms and has passed the Series 63, SIE, Series 25 and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Stephen Sciammanico

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

May 18, 2017 - December 31, 2017

AGES FINANCIAL SERVICES, LTD.

BD
CRD#: 15427
Saint James, NY
Past

May 10, 2014 - April 24, 2015

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
HEWLETT, NY
Past

October 25, 2010 - April 16, 2013

BENJAMIN & JEROLD BROKERAGE I, LLC

BD
CRD#: 29110
NEW YORK, NY
Past

February 8, 2010 - October 27, 2010

PERDIUE SECURITIES, LLC

BD
CRD#: 42292
NEW YORK, NY
Past

March 3, 2009 - February 9, 2010

KABRIK TRADING LLC

BD
CRD#: 104460
NEW YORK, NY
Past

January 5, 2009 - March 5, 2009

TD PRIME SERVICES LLC

BD
CRD#: 1914
NEW YORK, NY
Past

July 24, 2007 - January 7, 2009

BATTENKILL CAPITAL, INC.

BD
CRD#: 131548
MANCHESTER CENTER, VT
Past

June 22, 2007 - June 2, 2008

BROWN BROTHERS HARRIMAN & CO.

BD
CRD#: 104487
NEW YORK, NY
Past

June 30, 2006 - August 2, 2007

INTEGRA SECURITIES CORP.

BD
CRD#: 124929
NEW YORK, NY
Past

February 10, 2006 - July 6, 2006

LABRANCHE FINANCIAL SERVICES, LLC

BD
CRD#: 7432
NEW YORK, NY
Past

January 25, 2006 - June 30, 2006

WILSON (JR), JOHN E

BD
CRD#: 43327
NEW YORK, NY
Past

April 3, 2002 - January 25, 2006

BLUEROOM SECURITIES CORP.

BD
CRD#: 44498
NEW YORK, NY
Past

October 1, 2000 - April 2, 2002

MATTHEW J. MURRAY SECURITIES, INC.

BD
CRD#: 35786
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 3/24/2004
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 12/31/2017
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 25
Date: 5/20/1999
NYSE Trading Assistant Examination
General Industry/Product Exam
RR
Series 7
Date: 2/24/1999
General Securities Representative Examination

Current Firm

AF
AGES FINANCIAL SERVICES, LTD.
ADVISORY GROUP EQUITY SERVICES LTD. | INTEGRATED FINANCIAL STRATEGIES, INC. | AGES FINANCIAL SERVICES, LTD. | ADVISORY INVESTMENT SERVICES, LTD.

CRD#: 15427 / SEC#: , 8-32155

BD
Terminated by SEC on 11/18/2024
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Contact information

Main Address
Mailing Address
Phone number
Established
Massachusetts since 06/25/1984
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
FOX, BRUCE RAYMONDFINANCIAL & OPERATIONSL PRINCIPAL2975386
KELLY, ROBERTCCO5899947
LEMOINE, SUSAN MARIEPRINCIPAL858856

Disclosures

Regulatory Event4
Arbitration4

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

AGES FINANCIAL SERVICES, LTD.

CRD#: 15427

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