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JM

James F. Murphy

BARKSDALE INVESTMENT MANAGEMENT
Nashville, TN 37215-6104
Some features on this profile are disabled
CRD#: 4308605
JM

Professional summary

James Francis Murphy, who also goes by James Murphy, is a registered financial advisor currently at BARKSDALE INVESTMENT MANAGEMENT located in Nashville, Tennessee.

James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. James has worked at 8 firms and has passed the Series 63, Series 66, SIE, Series 87, Series 7, Series 21, Series 25, Series 53, Series 4 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

James Murphy

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
CCO Weaver Barksdale

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Francis Murphy's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 4, 2019 - Present

BARKSDALE INVESTMENT MANAGEMENT

Office #1: 40 Burton Hills Blvd Suite 230, Nashville, TN 37215-6104
RIA
CRD#: 105098
Nashville, TN
Past

May 11, 2021 - December 19, 2022

AVONDALE PARTNERS, LLC

BD
CRD#: 46838
NASHVILLE, TN
Past

May 9, 2018 - April 8, 2019

J.J.B. HILLIARD, W.L. LYONS, LLC

RIA
CRD#: 453
Nashville, TN
Past

April 27, 2018 - April 8, 2019

J.J.B. HILLIARD, W.L. LYONS, LLC

BD
CRD#: 453
Nashville, TN
Past

August 9, 2012 - May 11, 2018

AVONDALE PARTNERS, LLC

RIA
CRD#: 46838
NASHVILLE, TN
Past

August 9, 2012 - May 11, 2018

AVONDALE PARTNERS, LLC

BD
CRD#: 46838
NASHVILLE, TN
Past

June 10, 2011 - August 1, 2012

WFG INVESTMENTS, INC.

BD
CRD#: 22704
VIENNA, VA
Past

June 8, 2011 - August 3, 2012

KEEL POINT ADVISORS, LLC

RIA
CRD#: 139379
VIENNA, VA
Past

January 6, 2010 - June 15, 2011

TRUSTCORE FINANCIAL SERVICES, LLC

RIA
CRD#: 106522
BRENTWOOD, TN
Past

May 9, 2008 - May 25, 2011

TRUSTCORE INVESTMENTS LLC

BD
CRD#: 15423
BRENTWOOD, TN
Past

October 1, 2000 - January 17, 2007

BANC OF AMERICA SPECIALIST, INC.

BD
CRD#: 103971
NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BI
BARKSDALE INVESTMENT MANAGEMENT
BARKSDALE INVESTMENT MANAGEMENT | WEAVER C. BARKSDALE & ASSOCIATES, INC. | BARKSDALE WEAVER C AND ASSOCIATES INC

CRD#: 105098 / SEC#: 801-23126

RIA
Registered Investment Advisory firm - (12/27/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Tennessee
(6/4/2019)

Exams

State Security Law Exam
RR
Series 63
Date: 8/10/2021
Uniform Securities Agent State Law Examination
State Security Law Exam
RR
IAR
Series 66
Date: 7/8/2008
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 87
Date: 4/6/2016
Research Analyst Exam - Part II Regulations Module
General Industry/Product Exam
RR
Series 7
Date: 5/8/2008
General Securities Representative Examination
General Industry/Product Exam
RR
Series 21
Date: 10/19/2000
NYSE Front Line Specialist Clerk
General Industry/Product Exam
RR
Series 25
Date: 10/28/1999
NYSE Trading Assistant Examination
Principal/Supervisory Exam
RR
Series 53
Date: 8/18/2009
Municipal Securities Principal Examination
Principal/Supervisory Exam
RR
Series 4
Date: 2/17/2009
Registered Options Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 9/25/2008
General Securities Principal Examination

Current Firm

BI
BARKSDALE INVESTMENT MANAGEMENT
BARKSDALE INVESTMENT MANAGEMENT | WEAVER C. BARKSDALE & ASSOCIATES, INC. | BARKSDALE WEAVER C AND ASSOCIATES INC

CRD#: 105098 / SEC#: 801-23126

RIA
Registered Investment Advisory firm - (12/27/1984 Approved)
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Contact information

Main Address
40 Burton Hills Blvd Suite 230, Nashville, TN 37215-6104
Mailing Address
Phone number
(615) 665-1085
Established
Firm type
Fiscal year end
# of Employees
13

SEC notice filing (9 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

BARKSDALE INVESTMENT MANAGEMENT ADV PART 2A (6/6/2025)

Regulatory assets under management

Total Number of Accounts126
AUM (Assets Under Management)$ 3,625,659,373

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

BARKSDALE INVESTMENT MANAGEMENT

CRD#: 105098Nashville, TN 37215-6104

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