John A. Ordonez
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Anthony Ordonez, who also goes by John Anthony Ordonez, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 2006. John had worked at 10 firms and has passed the Series 63, Series 99TO, Series 79TO, Series 52TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 18, 2021 - June 12, 2023
US TIGER SECURITIES, INC.
October 18, 2021 - June 12, 2023
TRADEUP SECURITIES, INC.
July 15, 2019 - October 17, 2021
WOLFE RESEARCH SECURITIES
March 31, 2017 - January 31, 2019
SUNRISE BROKERS LLC
February 14, 2014 - January 30, 2019
BGC FINANCIAL, L.P.
July 15, 2013 - February 10, 2014
GUGGENHEIM SECURITIES, LLC
May 17, 2012 - July 16, 2013
DOMINICK & DICKERMAN LLC
March 24, 2011 - October 19, 2011
SOLEIL SECURITIES CORPORATION
September 14, 2009 - February 2, 2012
TICONDEROGA SECURITIES LLC
October 5, 2006 - September 14, 2009
COMMERZ MARKETS LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationCurrent Firm
US TIGER SECURITIES, INC.
CRD#: 120583 / SEC#: , 8-65324
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
