Kevin K. Lodewick
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kevin Kean Lodewick JR., who also goes by Kevin Lodewick, was a registered financial professional .
Kevin is a previously registered financial professional and started their career in finance in 2000. Kevin had worked at 4 firms and has passed the Series 21 and Series 25 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 1, 2018 - August 3, 2018
PETER MANCUSO & CO L.P.
October 5, 2007 - May 14, 2018
QUATTRO M SECURITIES INC.
February 6, 2007 - October 22, 2007
DASH FINANCIAL TECHNOLOGIES LLC
October 1, 2000 - March 6, 2007
REDI GLOBAL TECHNOLOGIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 21
Date: 1/27/2000
NYSE Front Line Specialist ClerkSeries 25
Date: 7/7/1999
NYSE Trading Assistant ExaminationCurrent Firm
PETER MANCUSO & CO L.P.
CRD#: 33095 / SEC#: , 8-44244
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MANCUSO, PETER VINCENT JR | CEO, CCO, CFO AND FINOP | 2357435 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
