Jason E. Leary
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jason Evan Leary, who also goes by Jason Leary, was a registered financial professional .
Jason is a previously registered financial professional and started their career in finance in 2000. Jason had worked at 6 firms and has passed the Series 66, Series 63, Series 7, Series 25, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 31, 2011 - October 24, 2013
AGILE PT GROUP LLC
May 5, 2010 - November 15, 2010
GENESIS SECURITIES, LLC
July 6, 2007 - April 16, 2008
EQUITABLE ADVISORS, LLC
March 21, 2007 - May 2, 2007
BROWN BROTHERS HARRIMAN & CO.
October 29, 2001 - May 24, 2007
BOULDER INSTITUTIONAL SERVICES, LLC
October 1, 2000 - October 29, 2001
BOULDER SECURITIES CORP.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 25
Date: 8/10/1999
NYSE Trading Assistant ExaminationCurrent Firm
AGILE PT GROUP LLC
CRD#: 155177 / SEC#: , 8-68702
Contact information
Documents
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
