Brian B Bartsch
Professional Summary
Brian B Bartsch, who also goes by Brian Bradford Bartsch, Brian Bartsch, was a registered financial advisor. Brian was a previously registered financial professional and started their career in finance 2000 - 2017. Brian had worked at 5 firms and has passed the Series 21, Series 25 and Series 14A exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Brian Bradford Bartsch, Brian Bartsch
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
27 years in the financial services industry
Current & Past Employments
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Current Firm
EWT, LLC | VIRTU FINANCIAL CAPITAL MARKETS LLC | PIONEER FUTURES, INC. | PIONEER CAPITAL CORP.
Contact Information
Established
New York since 10/28/2003Firm Type
Limited Liability CompanyFiscal Year End
DecemberDocuments
Direct owners and executive officers
Disclosures
Regulatory Event
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 21 — NYSE Front Line Specialist Clerk
Passed May 2000Series 25 — NYSE Trading Assistant Examination
Passed Oct 1999Series 14A — Compliance Official Specialist Exam
Passed Oct 2011Similar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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