Peter Edelson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Peter Edelson was a registered financial professional .
Peter is a previously registered financial professional and started their career in finance in 2000. Peter had worked at 9 firms and has passed the Series 63, SIE, Series 55, Series 7 and Series 25 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 11, 2011 - May 19, 2016
UPHOLD SECURITIES INC.
June 4, 2007 - July 8, 2011
DENTE & BOMBA, LLC
May 10, 2006 - July 8, 2011
LEK SECURITIES CORPORATION
August 26, 2005 - March 30, 2006
TD PRIME SERVICES LLC
August 22, 2005 - November 8, 2007
LL PARTNERS, INC.
February 25, 2003 - October 14, 2003
BURLINGTON CAPITAL MARKETS INC.
February 24, 2003 - August 29, 2005
LEK SECURITIES CORPORATION
October 4, 2002 - February 25, 2003
NANDRA GROUP, INC.
October 4, 2002 - February 25, 2003
BURLINGTON CAPITAL MARKETS INC.
February 15, 2001 - September 6, 2002
GOLDMAN SACHS EXECUTION & CLEARING, L.P.
October 1, 2000 - March 7, 2001
LAWRENCE HELFANT LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 3/12/2001
Limited Representative-Equity Trader ExamSeries 25
Date: 5/18/1999
NYSE Trading Assistant ExaminationCurrent Firm
UPHOLD SECURITIES INC.
CRD#: 34071 / SEC#: , 8-46202
Contact information
FINRA licenses (12 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| UPHOLD, INC. | PARENT | |
| SNYDER, CURTIS LEE JR | PRESIDENT & COO/CFO/CCO | 1885111 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
