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Charles W. Lamarca

Some features on this profile are disabled
CRD#: 4308390
CL

Professional summary

Charles William Lamarca was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Charles is a previously registered financial professional and started their career in finance in 2000. Prior to being barred, Charles had worked at 8 firms, which includes BENJAMIN & JEROLD BROKERAGE I LLC, MERIDIAN EQUITY PARTNERS INC., G&L PARTNERS INC., GLOBAL DIRECT EQUITIES LLC, WALL STREET ACCESS, DIRECT ACCESS PARTNERS LLC, LEK SECURITIES CORPORATION, G&L PARTNERS LLC.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Charles Lamarca

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

January 2, 2018 - June 4, 2018

BENJAMIN & JEROLD BROKERAGE I, LLC

BD
CRD#: 29110
NEW YORK, NY
Past

September 1, 2017 - December 22, 2017

MERIDIAN EQUITY PARTNERS, INC.

BD
CRD#: 133849
NEW YORK, NY
Past

May 6, 2015 - August 31, 2017

G&L PARTNERS, INC.

BD
CRD#: 129605
SEA CLIFF, NY
Past

December 17, 2013 - May 1, 2015

GLOBAL DIRECT EQUITIES, LLC

BD
CRD#: 124514
NEW YORK, NY
Past

December 2, 2013 - December 11, 2013

WALL STREET ACCESS

BD
CRD#: 10012
NEW YORK, NY
Past

June 3, 2013 - December 31, 2013

BENJAMIN & JEROLD BROKERAGE I, LLC

BD
CRD#: 29110
NEW YORK, NY
Past

March 8, 2011 - May 21, 2013

DIRECT ACCESS PARTNERS LLC

BD
CRD#: 120950
NEW YORK, NY
Past

September 13, 2004 - April 28, 2010

LEK SECURITIES CORPORATION

BD
CRD#: 33135
NEW CITY, NY
Past

May 28, 2004 - July 30, 2004

G&L PARTNERS, INC.

BD
CRD#: 129605
SEA CLIFF, NY
Past

October 1, 2000 - June 7, 2004

G&L PARTNERS, LLC

BD
CRD#: 38719
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 3/8/2008
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 19
Date: 4/6/2017
NYSE Floor Clerk - Equities Examination
General Industry/Product Exam
RR
Series 25
Date: 11/20/2014
NYSE Trading Assistant Examination
General Industry/Product Exam
RR
Series 7A
Date: 9/29/2004
Floor Broker Representative Exam

Current Firm

B&
BENJAMIN & JEROLD BROKERAGE I, LLC
ALTERNATIVE INVESTMENT STORE | OPAL CAPITAL GROUP | MCCAULEY GROUP | GLOBAL SHARES EXECUTION SERVICES | GGK GROUP | DA GAMA PARTNERS | D.E. MACGOWN & CO | CURATED CAPITAL GROUP | BENJAMIN & JEROLD BROKERAGE, INC. | BENJAMIN & JEROLD BROKERAGE I, LLC

CRD#: 29110 / SEC#: , 8-44133

BD
Terminated by SEC on 04/13/2019
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Contact information

Main Address
Mailing Address
Phone number
Established
Illinois since 02/01/2010
Firm type
Limited Liability Company
Fiscal year end
December
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
DOLAN, TERENCE JR.CEO, CCO, AML, OWNER2352516

Disclosures

Regulatory Event6
Arbitration3

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

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Company Information

BENJAMIN & JEROLD BROKERAGE I, LLC

CRD#: 29110

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