Daniel J. Russo
Professional summary
Daniel Joseph Russo, who also goes by Daniel Russo, is a registered financial advisor currently at POTOMAC located in Manhasset, New York.
Daniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Daniel has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 87, Series 7, Series 21 and Series 25 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Daniel Joseph Russo's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 23, 2021 - Present
POTOMAC
June 2, 2011 - February 27, 2018
NEEDHAM & COMPANY, LLC
December 6, 2007 - May 26, 2011
SUSQUEHANNA FINANCIAL GROUP, LLLP
November 29, 2007 - January 7, 2008
SIG INDEX SPECIALISTS, LLC
February 8, 2002 - December 5, 2007
SIG SPECIALISTS, INC.
October 1, 2000 - February 4, 2002
BANC OF AMERICA SPECIALIST, INC.
Primary Firm SEC Registration
POTOMAC
CRD#: 105413 / SEC#: 801-31311
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(7/23/2021)
Exams
Series 21
Date: 9/21/2000
NYSE Front Line Specialist ClerkSeries 25
Date: 5/18/2000
NYSE Trading Assistant ExaminationCurrent Firm
POTOMAC
CRD#: 105413 / SEC#: 801-31311
Contact information
SEC notice filing (28 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,573 |
| AUM (Assets Under Management) | $ 2,406,097,311 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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