Dilipkuma Patel
Professional summary
Dilipkuma Patel, who also goes by Dilip Patel, is a registered financial professional currently at GTS SECURITIES LLC located in New York, New York.
Dilipkuma is registered as a RR (Registered Representative) and started their career in finance in 2000. Dilipkuma has worked at 9 firms and has passed the Series 19, Series 55, Series 7, Series 21, Series 25 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Dilipkuma Patel's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 7, 2016 - Present
GTS SECURITIES LLC
Office #1: 40 Wall Street 38th Floor, New York, NY 10005March 23, 2011 - June 4, 2013
WTS PROPRIETARY TRADING GROUP LLC
April 8, 2010 - April 9, 2010
THE VERTICAL GROUP
September 21, 2009 - February 3, 2010
FIS BROKERAGE & SECURITIES SERVICES LLC
December 1, 2008 - August 27, 2009
LABRANCHE & CO. LLC
July 11, 2007 - August 3, 2007
VAN DER MOOLEN SPECIALISTS USA, LLC
July 11, 2007 - April 1, 2009
BEAR WAGNER SPECIALISTS LLC
October 1, 2003 - July 9, 2007
BEAR WAGNER SPECIALISTS LLC
April 3, 2003 - October 3, 2003
BEAR HUNTER STRUCTURED PRODUCTS LLC
January 2, 2001 - April 3, 2003
BEAR WAGNER SPECIALISTS LLC
October 1, 2000 - January 2, 2001
HUNTER SPECIALISTS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 19
Date: 6/23/2016
NYSE Floor Clerk - Equities ExaminationSeries 55
Date: 11/9/2009
Limited Representative-Equity Trader ExamSeries 21
Date: 12/19/2000
NYSE Front Line Specialist ClerkSeries 25
Date: 2/29/2000
NYSE Trading Assistant ExaminationNew York Stock Exchange
Current Firm
GTS SECURITIES LLC
CRD#: 149224 / SEC#: , 8-68126
Contact information
FINRA licenses (2 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GTS FINANCIAL LLC | HOLDING COMPANY/CLASS A MEMBER | |
| GILLETTE, CHARLES P | TRADING AND MARKETS CHIEF COMPLIANCE OFFICER | 3174027 |
| NAZEM, DARIUSH | CHIEF OPERATING OFFICER | 4930821 |
| ROMANELLO, PATRICK JOSEPH | CORE BROKER DEALER CHIEF COMPLIANCE OFFICER | 5378090 |
| RUBENSTEIN, ARI M | CO-FOUNDER AND CHIEF EXECUTIVE OFFICER | 4134798 |
| TIRIOLO, CHRISTIAN JOHN | FINOP, CHIEF FINANCIAL OFFICER, CHIEF OPERATIONS OFFICER | 3063877 |
Disclosures
| Regulatory Event | 38 |
Red Flags
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