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JF

Joseph D. Foresi

MARBLE HARBOR INVESTMENT COUNSEL
BOSTON, MA 02110
Some features on this profile are disabled
CRD#: 4308340
JF

Professional summary

Joseph Dean Foresi, who also goes by Joseph Dean Foresi Jr., is a registered financial advisor currently at MARBLE HARBOR INVESTMENT COUNSEL, LLC located in Boston, Massachusetts.

Joseph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Joseph has worked at 4 firms and has passed the Series 65, Series 66, SIE, Series 86, Series 87 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Joseph Dean Foresi Jr.

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Dean Foresi's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 16, 2026 - Present

MARBLE HARBOR INVESTMENT COUNSEL, LLC

Office #1: 101 Federal Street Suite 2920, Boston, MA 02110
RIA
CRD#: 138538
BOSTON, MA
Past

October 5, 2015 - April 3, 2020

CANTOR FITZGERALD & CO.

BD
CRD#: 134
BOSTON, MA
Past

October 13, 2005 - October 8, 2015

JANNEY MONTGOMERY SCOTT LLC

RIA
CRD#: 463
BOSTON, MA
Past

August 3, 2004 - October 8, 2015

JANNEY MONTGOMERY SCOTT LLC

BD
CRD#: 463
BOSTON, MA
Past

January 17, 2001 - August 3, 2004

BROWN BROTHERS HARRIMAN & CO.

BD
CRD#: 104487
NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MH
MARBLE HARBOR INVESTMENT COUNSEL, LLC
MARBLE HARBOR INVESTMENT COUNSEL, LLC

CRD#: 138538 / SEC#: 801-65234

RIA
Registered Investment Advisory firm - (1/11/2006 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Massachusetts
(2/10/2026)
IAR
Texas
(1/16/2026)

Exams

State Security Law Exam
IAR
Series 65
Date: 1/16/2026
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
IAR
Series 66
Date: 10/28/2003
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 86
Date: 3/21/2005
Research Analyst Exam - Part I Analysis Module
General Industry/Product Exam
RR
Series 87
Date: 2/28/2005
Research Analyst Exam - Part II Regulations Module
General Industry/Product Exam
RR
Series 7
Date: 1/16/2001
General Securities Representative Examination

Current Firm

MH
MARBLE HARBOR INVESTMENT COUNSEL, LLC
MARBLE HARBOR INVESTMENT COUNSEL, LLC

CRD#: 138538 / SEC#: 801-65234

RIA
Registered Investment Advisory firm - (1/11/2006 Approved)
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Contact information

Main Address
101 Federal Street Suite 2920, Boston, MA 02110
Mailing Address
Phone number
(617) 956-6710
Established
Firm type
Fiscal year end
# of Employees
10

SEC notice filing (10 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

MARBLE HARBOR ADV PART 2A-03.27.25 (3/27/2025)

Regulatory assets under management

Total Number of Accounts540
AUM (Assets Under Management)$ 1,277,356,223

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
10/23/2025
Cover Page
Report
09/27/2024
Cover Page
Report
01/02/2024
Cover Page
Report
10/26/2022
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MARBLE HARBOR INVESTMENT COUNSEL, LLC

CRD#: 138538Boston, MA 02110

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